# Madison Avenue Solutions, LLC

> Madison Avenue Solutions, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 307461
- Filed as: MADISON AVENUE SOLUTIONS, LLC
- Legal name: Madison Avenue Financial Solutions, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307461
- AdvisorCensus page: https://advisorcensus.com/firm/madison-avenue-solutions-llc-chicago-il-307461

## Quick answers

**How is Madison Avenue Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Madison Avenue Solutions, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Madison Avenue Solutions, LLC located?**
Madison Avenue Solutions, LLC's principal office is in Chicago, IL, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Madison Avenue Solutions, LLC registered with the SEC or a state?**
Madison Avenue Solutions, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307461.

**How much does Madison Avenue Solutions, LLC manage?**
Madison Avenue Solutions, LLC reports $2,059,275,264 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary).

**How have Madison Avenue Solutions, LLC's assets and staff changed since 2021?**
In the Form ADV data for Madison Avenue Solutions, LLC: Regulatory assets under management: $1,084,246,345 in the October 2023 data and $2,059,275,264 in the October 2026 data, up 90%. Total employees: 8 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Madison Avenue Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (23); investment companies (6).

**Does Madison Avenue Solutions, LLC report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.D(5), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307461

**What changed in Madison Avenue Solutions, LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $2,059,275,264
- Discretionary: $2,059,275,264
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 6 | $1,480,268,104 |
| Pooled investment vehicles (other than investment companies and business development companies) | 23 | $579,007,160 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, KS, NY, TX
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307461

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Los Angeles, CA
- New York, NY
- Newport Beach, CA
- Wichita, KS

### Websites listed on Form ADV (Item 1.I)
- [hightoweradvisors.com](https://hightoweradvisors.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 8 | March 31, 2021 |
| October 2022 | Not reported | 8 | March 31, 2022 |
| October 2023 | $1,084,246,345 | 1 | July 31, 2023 |
| October 2024 | $1,292,637,646 | 1 | March 29, 2024 |
| October 2025 | $1,646,776,066 | 1 | March 31, 2025 |
| October 2026 | $2,059,275,264 | 1 | August 5, 2026 |

Regulatory assets under management: $1,084,246,345 in the October 2023 data and $2,059,275,264 in the October 2026 data, up 90%.
Total employees: 8 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $1,646,776,066 to $2,059,275,264 (+25%).
- Changed its office addresses in New York, NY.
- Added an office in Los Angeles, CA.
- Added an office in Newport Beach, CA.
- Added an office in Wichita, KS.
- Registered or notice-filed in CA, KS, TX.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Madison Avenue Solutions, LLC (CRD 307461): Form ADV filing data as of October 2026.