{
  "crd_number": 277065,
  "slug": "macquarie-investment-management-global-limited-sydney-277065",
  "primary_business_name": "MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED",
  "legal_name": "MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED",
  "dbas": [
    "MACQUARIE ASSET MANAGEMENT"
  ],
  "city": "Sydney",
  "state": null,
  "country": "Australia",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-11-25",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-06-26",
  "carried_forward": false,
  "raum_total": 187354781464.0,
  "raum_discretionary": 187354781464.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 227,
  "advisory_employees": 61,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 13000739218.0,
      "count": 57
    },
    "investment_companies": {
      "raum": 4461051516.0,
      "count": 7
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 24423689784.0,
      "count": 60
    },
    "corporations_other_businesses": {
      "raum": 66851044669.0,
      "count": 69
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 78618256277.0,
      "count": 30
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 5,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/showcase/macquarie-asset-management",
    "https://macquarie.com/MAM"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/277065",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    },
    {
      "item": "11.H(1)(b)",
      "question": "Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?"
    }
  ],
  "city_as_filed": "SYDNEY",
  "url": "https://advisorcensus.com/firm/macquarie-investment-management-global-limited-sydney-277065",
  "display_name": "Macquarie Investment Management Global Limited",
  "summary": "Macquarie Investment Management Global Limited is an SEC-registered investment advisory firm in Sydney, Australia, registered since 2015, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 26, 2026.",
  "citation": "AdvisorCensus. Macquarie Investment Management Global Limited (CRD 277065): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Macquarie Investment Management Global Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Macquarie Investment Management Global Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Macquarie Investment Management Global Limited located?",
      "a": "Macquarie Investment Management Global Limited's principal office is in Sydney, Australia, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Macquarie Investment Management Global Limited registered with the SEC or a state?",
      "a": "Macquarie Investment Management Global Limited is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 277065."
    },
    {
      "q": "How much does Macquarie Investment Management Global Limited manage?",
      "a": "Macquarie Investment Management Global Limited reports $187,354,781,464 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Macquarie Investment Management Global Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Macquarie Investment Management Global Limited: Regulatory assets under management: $80,072,421,256 in the October 2021 data and $187,354,781,464 in the October 2026 data, up 134%. Total employees: 201 in October 2021 and 227 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Macquarie Investment Management Global Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (69); pooled investment vehicles (other than investment companies and business development companies) (60); insurance companies (57)."
    },
    {
      "q": "Which custodians does Macquarie Investment Management Global Limited use?",
      "a": "Macquarie Investment Management Global Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNP Paribas Securities Services (Australia), State Street Australia Ltd and The Northern Trust Company Melbourne Branch as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Macquarie Investment Management Global Limited report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.G (pending regulatory proceeding), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277065"
    },
    {
      "q": "What changed in Macquarie Investment Management Global Limited's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Employees performing advisory functions went from 73 to 61. Regulatory assets under management went from $160,248,804,898 to $187,354,781,464 (+17%). No longer lists an office in Chicago, IL. No longer lists an office in Hong Kong. No longer lists an office in New York, NY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 80072421256.0,
      "total_employees": 201,
      "filing_date": "2021-06-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 113878698580.0,
      "total_employees": 205,
      "filing_date": "2022-06-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 124300241068.0,
      "total_employees": 238,
      "filing_date": "2023-06-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 152395000846.0,
      "total_employees": 235,
      "filing_date": "2024-08-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 160248804898.0,
      "total_employees": 247,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 187354781464.0,
      "total_employees": 227,
      "filing_date": "2026-06-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Employees performing advisory functions went from 73 to 61.",
        "Regulatory assets under management went from $160,248,804,898 to $187,354,781,464 (+17%).",
        "No longer lists an office in Chicago, IL.",
        "No longer lists an office in Hong Kong.",
        "No longer lists an office in New York, NY."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "BNP Paribas Securities Services (Australia)",
      "name_as_filed": "BNP PARIBAS SECURITIES SERVICES (AUSTRALIA)",
      "affiliated": false
    },
    {
      "name": "State Street Australia Ltd",
      "name_as_filed": "STATE STREET AUSTRALIA LTD",
      "affiliated": false
    },
    {
      "name": "The Northern Trust Company Melbourne Branch",
      "name_as_filed": "THE NORTHERN TRUST COMPANY MELBOURNE BRANCH",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/macquarie-investment-management-global-limited-sydney-277065.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 7,
      "fewer_than_5": false,
      "raum": 4461051516.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 60,
      "fewer_than_5": false,
      "raum": 24423689784.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 57,
      "fewer_than_5": false,
      "raum": 13000739218.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 30,
      "fewer_than_5": false,
      "raum": 78618256277.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 69,
      "fewer_than_5": false,
      "raum": 66851044669.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/277065",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}