{
  "crd_number": 165899,
  "slug": "mackenzie-investments-boston-ma-165899",
  "primary_business_name": "MACKENZIE INVESTMENTS",
  "legal_name": "MACKENZIE INVESTMENTS CORPORATION",
  "dbas": [
    "MACKENZIE INVESTMENTS"
  ],
  "city": "Boston",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-01-14",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 18068039261.0,
  "raum_discretionary": 18068039261.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 16,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 6930353.0,
      "count": null,
      "description": "ENDOWMENT / FOUNDATION",
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 1542692629.0,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 283907404.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 716178227.0,
      "count": 2
    },
    "pooled_investment_vehicles": {
      "raum": 15408673433.0,
      "count": 51
    },
    "sovereign_wealth_foreign_official": {
      "raum": 109657215.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://mackenzieinvestments.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165899",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "BOSTON",
  "url": "https://advisorcensus.com/firm/mackenzie-investments-boston-ma-165899",
  "display_name": "Mackenzie Investments",
  "summary": "Mackenzie Investments is an SEC-registered investment advisory firm in Boston, MA, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Mackenzie Investments (CRD 165899): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Mackenzie Investments compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Mackenzie Investments reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Mackenzie Investments located?",
      "a": "Mackenzie Investments' principal office is in Boston, MA, according to its Form ADV."
    },
    {
      "q": "Is Mackenzie Investments registered with the SEC or a state?",
      "a": "Mackenzie Investments is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 165899."
    },
    {
      "q": "How much does Mackenzie Investments manage?",
      "a": "Mackenzie Investments reports $18,068,039,261 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Mackenzie Investments' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Mackenzie Investments: Regulatory assets under management: $1,992,172,132 in the October 2021 data and $18,068,039,261 in the October 2026 data, up 807%. Total employees: 12 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Mackenzie Investments serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (51); investment companies (2)."
    },
    {
      "q": "Which custodians does Mackenzie Investments use?",
      "a": "Mackenzie Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of China Hong Kong, CIBC Mellon, Master Trust Company of Japan, Northern Trust and State Street as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Mackenzie Investments report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165899"
    },
    {
      "q": "What changed in Mackenzie Investments' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $8,893,264,976 to $18,068,039,261 (+103%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1992172132.0,
      "total_employees": 12,
      "filing_date": "2021-06-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 4438404281.0,
      "total_employees": 13,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3808678398.0,
      "total_employees": 13,
      "filing_date": "2023-05-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 7642621025.0,
      "total_employees": 13,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 8893264976.0,
      "total_employees": 14,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 18068039261.0,
      "total_employees": 16,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 10.",
        "Regulatory assets under management went from $8,893,264,976 to $18,068,039,261 (+103%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bank of China Hong Kong",
      "name_as_filed": "BANK OF CHINA HONG KONG",
      "affiliated": false
    },
    {
      "name": "CIBC Mellon",
      "name_as_filed": "CIBC MELLON",
      "affiliated": false
    },
    {
      "name": "Master Trust Company of Japan",
      "name_as_filed": "MASTER TRUST COMPANY OF JAPAN",
      "affiliated": false
    },
    {
      "name": "Northern Trust",
      "name_as_filed": "NORTHERN TRUST",
      "affiliated": false
    },
    {
      "name": "State Street",
      "name_as_filed": "STATE STREET",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mackenzie-investments-boston-ma-165899.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 716178227.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 51,
      "fewer_than_5": false,
      "raum": 15408673433.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1542692629.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 283907404.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 109657215.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 6930353.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165899",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}