# MACH-1 Financial Group, LLC

> MACH-1 Financial Group, LLC is an SEC-registered investment advisory firm in Rogers, AR, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 298195
- Filed as: MACH-1 FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rogers, AR
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298195
- AdvisorCensus page: https://advisorcensus.com/firm/mach-1-financial-group-llc-rogers-ar-298195

## Quick answers

**How is MACH-1 Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), MACH-1 Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is MACH-1 Financial Group, LLC located?**
MACH-1 Financial Group, LLC's principal office is in Rogers, AR, according to its Form ADV.

**Is MACH-1 Financial Group, LLC registered with the SEC or a state?**
MACH-1 Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 298195.

**How much does MACH-1 Financial Group, LLC manage?**
MACH-1 Financial Group, LLC reports $546,345,461 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).

**How have MACH-1 Financial Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for MACH-1 Financial Group, LLC: Regulatory assets under management: $189,233,500 in the October 2021 data and $546,345,461 in the October 2026 data, up 189%. Total employees: 10 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does MACH-1 Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,405); high net worth individuals (161).

**Which custodians does MACH-1 Financial Group, LLC use?**
MACH-1 Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does MACH-1 Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298195

**What changed in MACH-1 Financial Group, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in GA, KY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $546,345,461
- Discretionary: $546,345,461
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,405 | $300,794,232 |
| High net worth individuals | 161 | $241,563,177 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,110,032 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,878,020 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 20 total, 8 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AR, CA, FL, GA, IL, KS, KY, LA, MN, MO, NC, NE, OK, SC, TN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mach-1financial.com
- Facebook @Mach1Financial
- Instagram @mach1financialgroup
- Instagram @themarketmoment
- LinkedIn @mach1financial
- X @mach1financial
- YouTube @Mach1Financial
- YouTube @TheMarketMoment

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $189,233,500 | 10 | February 5, 2021 |
| October 2022 | $272,649,449 | 13 | May 25, 2022 |
| October 2023 | $270,638,362 | 16 | May 15, 2023 |
| October 2024 | $354,368,522 | 19 | June 14, 2024 |
| October 2025 | $416,888,563 | 20 | July 8, 2025 |
| October 2026 | $546,345,461 | 20 | July 13, 2026 |

Regulatory assets under management: $189,233,500 in the October 2021 data and $546,345,461 in the October 2026 data, up 189%.
Total employees: 10 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in GA, KY.

### April 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $416,888,563 to $546,345,461 (+31%).

### January 2026
- No longer registered or notice-filed in KY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. MACH-1 Financial Group, LLC (CRD 298195): Form ADV filing data as of October 2026.