{
  "crd_number": 298195,
  "slug": "mach-1-financial-group-llc-rogers-ar-298195",
  "primary_business_name": "MACH-1 FINANCIAL GROUP, LLC",
  "legal_name": "MACH-1 FINANCIAL GROUP, LLC",
  "dbas": [],
  "city": "Rogers",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "22220",
  "metro": {
    "cbsa_code": "22220",
    "common_name": "Fayetteville",
    "msa_name": "Fayetteville-Springdale-Rogers, AR",
    "path": "/advisors/ar/fayetteville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-02-14",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-07-13",
  "carried_forward": false,
  "raum_total": 546345461.0,
  "raum_discretionary": 546345461.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 20,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 300794232.0,
      "count": 1405
    },
    "pension_profit_sharing": {
      "raum": 2110032.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 241563177.0,
      "count": 161
    },
    "corporations_other_businesses": {
      "raum": 1878020.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AR",
    "CA",
    "FL",
    "GA",
    "IL",
    "KS",
    "KY",
    "LA",
    "MN",
    "MO",
    "NC",
    "NE",
    "OK",
    "SC",
    "TN",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/Mach1Financial",
    "https://instagram.com/mach1financialgroup",
    "https://instagram.com/themarketmoment",
    "https://linkedin.com/company/mach1financial",
    "https://mach-1financial.com",
    "https://x.com/mach1financial",
    "https://youtube.com/@Mach1Financial",
    "https://youtube.com/@TheMarketMoment"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298195",
  "city_as_filed": "ROGERS",
  "url": "https://advisorcensus.com/firm/mach-1-financial-group-llc-rogers-ar-298195",
  "display_name": "MACH-1 Financial Group, LLC",
  "summary": "MACH-1 Financial Group, LLC is an SEC-registered investment advisory firm in Rogers, AR, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 13, 2026.",
  "citation": "AdvisorCensus. MACH-1 Financial Group, LLC (CRD 298195): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is MACH-1 Financial Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), MACH-1 Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is MACH-1 Financial Group, LLC located?",
      "a": "MACH-1 Financial Group, LLC's principal office is in Rogers, AR, according to its Form ADV."
    },
    {
      "q": "Is MACH-1 Financial Group, LLC registered with the SEC or a state?",
      "a": "MACH-1 Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 298195."
    },
    {
      "q": "How much does MACH-1 Financial Group, LLC manage?",
      "a": "MACH-1 Financial Group, LLC reports $546,345,461 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary)."
    },
    {
      "q": "How have MACH-1 Financial Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for MACH-1 Financial Group, LLC: Regulatory assets under management: $189,233,500 in the October 2021 data and $546,345,461 in the October 2026 data, up 189%. Total employees: 10 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does MACH-1 Financial Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,405); high net worth individuals (161)."
    },
    {
      "q": "Which custodians does MACH-1 Financial Group, LLC use?",
      "a": "MACH-1 Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does MACH-1 Financial Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298195"
    },
    {
      "q": "What changed in MACH-1 Financial Group, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in GA, KY."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 189233500.0,
      "total_employees": 10,
      "filing_date": "2021-02-05"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 272649449.0,
      "total_employees": 13,
      "filing_date": "2022-05-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 270638362.0,
      "total_employees": 16,
      "filing_date": "2023-05-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 354368522.0,
      "total_employees": 19,
      "filing_date": "2024-06-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 416888563.0,
      "total_employees": 20,
      "filing_date": "2025-07-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 546345461.0,
      "total_employees": 20,
      "filing_date": "2026-07-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in GA, KY."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $416,888,563 to $546,345,461 (+31%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in KY."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/mach-1-financial-group-llc-rogers-ar-298195.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1405,
      "fewer_than_5": false,
      "raum": 300794232.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 161,
      "fewer_than_5": false,
      "raum": 241563177.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2110032.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1878020.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298195",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}