# Mace Capital Management, LLC

> Mace Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 134605
- Filed as: MACE CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134605
- AdvisorCensus page: https://advisorcensus.com/firm/mace-capital-management-llc-new-york-ny-134605

## Quick answers

**How is Mace Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Mace Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Mace Capital Management, LLC located?**
Mace Capital Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Mace Capital Management, LLC registered with the SEC or a state?**
Mace Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 134605.

**How much does Mace Capital Management, LLC manage?**
Mace Capital Management, LLC reports $86,161,903 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (0% discretionary).

**How have Mace Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Mace Capital Management, LLC: Regulatory assets under management: $54,759,976 in the October 2021 data and $86,161,903 in the October 2026 data, up 57%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Mace Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (11).

**Which custodians does Mace Capital Management, LLC use?**
Mace Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Mace Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134605

**What changed in Mace Capital Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $74,338,156 to $86,161,903 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $86,161,903
- Discretionary: $0
- Non-discretionary: $86,161,903

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $14,070,817 |
| High net worth individuals | 11 | $72,091,086 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2007 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $54,759,976 | 1 | February 22, 2021 |
| October 2022 | $65,183,768 | 1 | February 25, 2022 |
| October 2023 | $51,141,020 | 1 | February 22, 2023 |
| October 2024 | $58,206,811 | 1 | February 15, 2024 |
| October 2025 | $74,338,156 | 1 | February 11, 2025 |
| October 2026 | $86,161,903 | 1 | February 6, 2026 |

Regulatory assets under management: $54,759,976 in the October 2021 data and $86,161,903 in the October 2026 data, up 57%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $74,338,156 to $86,161,903 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Mace Capital Management, LLC (CRD 134605): Form ADV filing data as of October 2026.