{
  "crd_number": 156208,
  "slug": "m3-advisory-group-llc-156208",
  "primary_business_name": "M3 ADVISORY GROUP, LLC",
  "legal_name": "M3 ADVISORY GROUP, LLC",
  "dbas": [
    "M3 FAMILY OFFICE LLC"
  ],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-23",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-18",
  "carried_forward": false,
  "raum_total": 342000000.0,
  "raum_discretionary": 307000000.0,
  "raum_non_discretionary": 35000000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 10000000.0,
      "count": 34
    },
    "pension_profit_sharing": {
      "raum": 35000000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 296000000.0,
      "count": 307
    },
    "corporations_other_businesses": {
      "raum": 1000000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "DC",
    "FL",
    "MA",
    "NH"
  ],
  "websites": [
    "https://linkedin.com/company/m3-advisory-services/about",
    "https://m3ag.com",
    "https://m3familyoffice.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156208",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/m3-advisory-group-llc-156208",
  "display_name": "M3 Advisory Group, LLC",
  "summary": "M3 Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 18, 2026.",
  "citation": "AdvisorCensus. M3 Advisory Group, LLC (CRD 156208): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is M3 Advisory Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), M3 Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does M3 Advisory Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 15, 2026 states: Hourly rate: $150 to $350 an hour (financial planning or consulting services); Flat fee: $5,000 to $80,000 a year (ongoing financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is M3 Advisory Group, LLC registered with the SEC or a state?",
      "a": "M3 Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 156208."
    },
    {
      "q": "How much does M3 Advisory Group, LLC manage?",
      "a": "M3 Advisory Group, LLC reports $342,000,000 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (90% discretionary)."
    },
    {
      "q": "How have M3 Advisory Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for M3 Advisory Group, LLC: Regulatory assets under management: $144,000,000 in the October 2021 data and $342,000,000 in the October 2026 data, up 138%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does M3 Advisory Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (307); individuals (other than high net worth individuals) (34)."
    },
    {
      "q": "Which custodians does M3 Advisory Group, LLC use?",
      "a": "M3 Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does M3 Advisory Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156208"
    },
    {
      "q": "Does M3 Advisory Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 15, 2026 says: \"M3 generally does not impose a minimum size for establishing a relationship.\""
    },
    {
      "q": "What changed in M3 Advisory Group, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Employees performing advisory functions went from 3 to 4."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 144000000.0,
      "total_employees": 3,
      "filing_date": "2021-03-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 178000000.0,
      "total_employees": 3,
      "filing_date": "2022-04-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 213000000.0,
      "total_employees": 5,
      "filing_date": "2023-08-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 279000000.0,
      "total_employees": 8,
      "filing_date": "2024-09-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 310000000.0,
      "total_employees": 6,
      "filing_date": "2025-01-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 342000000.0,
      "total_employees": 6,
      "filing_date": "2026-09-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 4."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $310,000,000 to $342,000,000 (+10%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Added an office in Boston, MA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 15, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 to $350 an hour (financial planning or consulting services)",
      "Flat fee: $5,000 to $80,000 a year (ongoing financial planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "M3 generally does not impose a minimum size for establishing a relationship."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 to $350 an hour (financial planning or consulting services)"
        ],
        "quotes": [
          "M3 occasionally offers financial planning or consulting services on an hourly basis at a rate ranging from $150 to $350 per hour, based on a fixed fee per engagement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $5,000 to $80,000 a year (ongoing financial planning services)"
        ],
        "quotes": [
          "M3 also offers ongoing financial planning services for a fixed fee which can be charged monthly or quarterly in arrears or as an annual fee ranging from $5,000 to $80,000 per year."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 150.0,
          "max": 350.0,
          "period": "hour",
          "service": "financial planning or consulting services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 5000.0,
          "max": 80000.0,
          "period": "annual",
          "service": "ongoing financial planning services"
        }
      ]
    },
    "quotes": [
      "M3 generally does not impose a minimum size for establishing a relationship.",
      "M3 occasionally offers financial planning or consulting services on an hourly basis at a rate ranging from $150 to $350 per hour, based on a fixed fee per engagement.",
      "M3 also offers ongoing financial planning services for a fixed fee which can be charged monthly or quarterly in arrears or as an annual fee ranging from $5,000 to $80,000 per year."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/m3-advisory-group-llc-156208.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 34,
      "fewer_than_5": false,
      "raum": 10000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 307,
      "fewer_than_5": false,
      "raum": 296000000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 35000000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156208",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}