# M2 Capital Advisors

> M2 Capital Advisors is an SEC-registered investment advisory firm in Valencia, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 12, 2026.

- CRD: 288829
- Filed as: M2 CAPITAL ADVISORS
- Legal name: M2 Financial LLC
- Also doing business as: M2 CAPITAL ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Valencia, CA
- Filing period: October 2026
- Form ADV filing dated: May 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288829
- AdvisorCensus page: https://advisorcensus.com/firm/m2-capital-advisors-valencia-ca-288829

## Quick answers

**How is M2 Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), M2 Capital Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is M2 Capital Advisors located?**
M2 Capital Advisors' principal office is in Valencia, CA, according to its Form ADV.

**Is M2 Capital Advisors registered with the SEC or a state?**
M2 Capital Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 288829.

**How much does M2 Capital Advisors manage?**
M2 Capital Advisors reports $157,995,972 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (91% discretionary).

**What types of clients does M2 Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (36); high net worth individuals (11); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does M2 Capital Advisors use?**
M2 Capital Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does M2 Capital Advisors report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.H(1)(a) (court injunction in the past ten years) and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288829

**Does M2 Capital Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated May 12, 2026 says: "There is no account minimum for any of M2’s SMA services."

**What changed in M2 Capital Advisors' recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $39,734,269 to $157,995,972 (+298%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 12, 2026)

- Account minimum: None

> There is no account minimum for any of M2’s SMA services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Matrix Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $157,995,972
- Discretionary: $144,006,251
- Non-discretionary: $13,989,721

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $6,643,599 |
| High net worth individuals | 11 | $4,153,190 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $103,459,713 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $40,089,359 |
| Charitable organizations | 1 | $3,491,055 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $159,056 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288829

### Websites listed on Form ADV (Item 1.I)
- capforceetf.com
- X @M2_FINANCIAL

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $39,734,269 to $157,995,972 (+298%).

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. M2 Capital Advisors (CRD 288829): Form ADV filing data as of October 2026.