# M1 Capital Management LLC

> M1 Capital Management LLC is an SEC-registered investment advisory firm in Troy, MI, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 158269
- Filed as: M1 CAPITAL MANAGEMENT LLC
- Legal name: M1 Capital Management
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Troy, MI
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158269
- AdvisorCensus page: https://advisorcensus.com/firm/m1-capital-management-llc-troy-mi-158269

## Quick answers

**How is M1 Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), M1 Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is M1 Capital Management LLC located?**
M1 Capital Management LLC's principal office is in Troy, MI, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is M1 Capital Management LLC registered with the SEC or a state?**
M1 Capital Management LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158269.

**How much does M1 Capital Management LLC manage?**
M1 Capital Management LLC reports $450,372,440 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have M1 Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for M1 Capital Management LLC: Regulatory assets under management: $210,850,675 in the October 2021 data and $450,372,440 in the October 2026 data, up 114%. Total employees: 5 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does M1 Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (278); high net worth individuals (105); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Which custodians does M1 Capital Management LLC use?**
M1 Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does M1 Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158269

**Does M1 Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "Our stated minimum relationship size for generalized investment supervisory services and management of investment advisory accounts is $100,000. On an individualized basis and under special circumstances, we may negotiate our minimum account sizes and fees."

**What changed in M1 Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $406,039,664 to $450,372,440 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Our stated minimum relationship size for generalized investment supervisory services and management of investment advisory accounts is $100,000. On an individualized basis and under special circumstances, we may negotiate our minimum account sizes and fees.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc. (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $450,372,440
- Discretionary: $450,372,440
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 278 | $94,671,863 |
| High net worth individuals | 105 | $306,078,416 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $5,613,609 |
| Charitable organizations | 4 | $5,731,104 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 8 | $38,277,448 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2011 (15 years)
- Employees: 12 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, LA, MI, MO, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Novi, MI

### Websites listed on Form ADV (Item 1.I)
- m1capitalmanagement.com
- Facebook @m1capitalmgmt
- LinkedIn @m1capitalmgmt
- X @m1capitalmgmt

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $210,850,675 | 5 | August 2, 2021 |
| October 2022 | $262,145,026 | 7 | September 8, 2022 |
| October 2023 | $276,867,841 | 9 | September 6, 2023 |
| October 2024 | $338,984,145 | 12 | September 16, 2024 |
| October 2025 | $406,039,664 | 12 | June 13, 2025 |
| October 2026 | $450,372,440 | 12 | March 23, 2026 |

Regulatory assets under management: $210,850,675 in the October 2021 data and $450,372,440 in the October 2026 data, up 114%.
Total employees: 5 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $406,039,664 to $450,372,440 (+11%).

### January 2026
- No longer registered or notice-filed in VA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. M1 Capital Management LLC (CRD 158269): Form ADV filing data as of October 2026.