# M Financial Investment Advisers Inc

> M Financial Investment Advisers Inc is an SEC-registered investment advisory firm in Portland, OR, registered since 1995, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 106648
- Filed as: M FINANCIAL INVESTMENT ADVISERS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106648
- AdvisorCensus page: https://advisorcensus.com/firm/m-financial-investment-advisers-inc-portland-or-106648

## Quick answers

**How is M Financial Investment Advisers Inc compensated?**
On its Form ADV (Item 5.E, October 2026), M Financial Investment Advisers Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is M Financial Investment Advisers Inc located?**
M Financial Investment Advisers Inc's principal office is in Portland, OR, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is M Financial Investment Advisers Inc registered with the SEC or a state?**
M Financial Investment Advisers Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106648.

**How much does M Financial Investment Advisers Inc manage?**
M Financial Investment Advisers Inc reports $1,006,229,464 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**How have M Financial Investment Advisers Inc's assets and staff changed since 2021?**
In the Form ADV data for M Financial Investment Advisers Inc: Regulatory assets under management: $759,251,964 in the October 2021 data and $1,006,229,464 in the October 2026 data, up 33%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does M Financial Investment Advisers Inc serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does M Financial Investment Advisers Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106648

**What changed in M Financial Investment Advisers Inc's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $1,006,229,464
- Discretionary: $1,006,229,464
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 1 | $1,006,229,464 |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1995 (30 years)
- Employees: 3 total, 0 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- mfin.com/m-funds

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $759,251,964 | 4 | March 10, 2021 |
| October 2022 | $886,030,288 | 3 | June 16, 2022 |
| October 2023 | $737,998,280 | 3 | March 21, 2023 |
| October 2024 | $844,615,354 | 3 | March 26, 2024 |
| October 2025 | $937,865,398 | 3 | March 21, 2025 |
| October 2026 | $1,006,229,464 | 3 | September 1, 2026 |

Regulatory assets under management: $759,251,964 in the October 2021 data and $1,006,229,464 in the October 2026 data, up 33%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. M Financial Investment Advisers Inc (CRD 106648): Form ADV filing data as of October 2026.