{
  "crd_number": 1047,
  "slug": "m-e-allison-and-co-inc-san-antonio-tx-1047",
  "primary_business_name": "M. E. ALLISON & CO., INC.",
  "legal_name": "M. E. ALLISON & CO., INC.",
  "dbas": [],
  "city": "San Antonio",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "41700",
  "metro": {
    "cbsa_code": "41700",
    "common_name": "San Antonio",
    "msa_name": "San Antonio-New Braunfels, TX",
    "path": "/advisors/tx/san-antonio"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-03-29",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-06-08",
  "carried_forward": false,
  "raum_total": 366385125.0,
  "raum_discretionary": 302669378.0,
  "raum_non_discretionary": 63715747.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 12,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 15966951.0,
      "count": 247
    },
    "pension_profit_sharing": {
      "raum": 63715747.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 286702427.0,
      "count": 236
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "NM",
    "TX"
  ],
  "websites": [
    "https://meallison.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/1047",
  "disclosure_items": [
    {
      "item": "11.E(1)",
      "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "SAN ANTONIO",
  "url": "https://advisorcensus.com/firm/m-e-allison-and-co-inc-san-antonio-tx-1047",
  "display_name": "M. E. Allison & Co., Inc.",
  "summary": "M. E. Allison & Co., Inc. is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 8, 2026.",
  "citation": "AdvisorCensus. M. E. Allison & Co., Inc. (CRD 1047): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is M. E. Allison & Co., Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), M. E. Allison & Co., Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is M. E. Allison & Co., Inc. located?",
      "a": "M. E. Allison & Co., Inc.'s principal office is in San Antonio, TX, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is M. E. Allison & Co., Inc. registered with the SEC or a state?",
      "a": "M. E. Allison & Co., Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 1047."
    },
    {
      "q": "How much does M. E. Allison & Co., Inc. manage?",
      "a": "M. E. Allison & Co., Inc. reports $366,385,125 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (83% discretionary)."
    },
    {
      "q": "How have M. E. Allison & Co., Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for M. E. Allison & Co., Inc.: Regulatory assets under management: $145,901,428 in the October 2024 data and $366,385,125 in the October 2026 data, up 151%. Total employees: 15 in October 2024 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does M. E. Allison & Co., Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (247); high net worth individuals (236); pension and profit sharing plans (but not the plan participants or government pension plans) (16)."
    },
    {
      "q": "Which custodians does M. E. Allison & Co., Inc. use?",
      "a": "M. E. Allison & Co., Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does M. E. Allison & Co., Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/1047"
    },
    {
      "q": "What changed in M. E. Allison & Co., Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $287,435,346 to $366,385,125 (+27%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 145901428.0,
      "total_employees": 15,
      "filing_date": "2024-04-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 287435346.0,
      "total_employees": 13,
      "filing_date": "2025-03-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 366385125.0,
      "total_employees": 12,
      "filing_date": "2026-06-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $287,435,346 to $366,385,125 (+27%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/m-e-allison-and-co-inc-san-antonio-tx-1047.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 247,
      "fewer_than_5": false,
      "raum": 15966951.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 236,
      "fewer_than_5": false,
      "raum": 286702427.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 63715747.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/1047",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}