# M & I Financial Planning Services

> M & I Financial Planning Services is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 124400
- Filed as: M & I FINANCIAL PLANNING SERVICES
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124400
- AdvisorCensus page: https://advisorcensus.com/firm/m-and-i-financial-planning-services-124400

## Quick answers

**How is M & I Financial Planning Services compensated?**
On its Form ADV (Item 5.E, October 2026), M & I Financial Planning Services reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is M & I Financial Planning Services registered with the SEC or a state?**
M & I Financial Planning Services is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 124400.

**How much does M & I Financial Planning Services manage?**
M & I Financial Planning Services reports $18,623,311 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**What types of clients does M & I Financial Planning Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (56).

**Does M & I Financial Planning Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124400

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,623,311
- Discretionary: $18,623,311
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $18,623,311 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. M & I Financial Planning Services (CRD 124400): Form ADV filing data as of October 2026.