# Lyons Wealth Management

> Lyons Wealth Management is an SEC-registered investment advisory firm in Winter Park, FL, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 150581
- Filed as: LYONS WEALTH MANAGEMENT
- Legal name: Lyons Wealth Management, LLC
- Also doing business as: MJ INVESTING ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winter Park, FL
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150581
- AdvisorCensus page: https://advisorcensus.com/firm/lyons-wealth-management-winter-park-fl-150581

## Quick answers

**How is Lyons Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Lyons Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lyons Wealth Management located?**
Lyons Wealth Management's principal office is in Winter Park, FL, according to its Form ADV.

**Is Lyons Wealth Management registered with the SEC or a state?**
Lyons Wealth Management is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 150581.

**How much does Lyons Wealth Management manage?**
Lyons Wealth Management reports $109,121,693 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have Lyons Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Lyons Wealth Management: Regulatory assets under management: $99,196,983 in the October 2021 data and $109,121,693 in the October 2026 data, up 10%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lyons Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (106); pension and profit sharing plans (but not the plan participants or government pension plans) (4); investment companies (1).

**Which custodians does Lyons Wealth Management use?**
Lyons Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Lyons Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150581

**What changed in Lyons Wealth Management's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $127,037,019 to $109,121,693 (-14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $109,121,693
- Discretionary: $109,121,693
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 106 | $83,064,572 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $17,880,247 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $4,758,602 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,418,272 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, IL, MN, NE, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lyonswealth.com
- Facebook @lyonswealth
- Instagram @lyonswealthmanagement
- LinkedIn @LYONS-WEALTH-MANAGEMENT

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $99,196,983 | 4 | March 31, 2021 |
| October 2022 | $174,168,963 | 6 | September 21, 2022 |
| October 2023 | $180,499,980 | 7 | March 27, 2023 |
| October 2024 | $159,658,690 | 7 | March 26, 2024 |
| October 2025 | $127,037,019 | 4 | April 1, 2025 |
| October 2026 | $109,121,693 | 4 | April 1, 2026 |

Regulatory assets under management: $99,196,983 in the October 2021 data and $109,121,693 in the October 2026 data, up 10%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $127,037,019 to $109,121,693 (-14%).

### February 2026
- Registered or notice-filed in CA, FL, IL, MN, NE, NH, TX.
- No longer registered or notice-filed in AZ.

### January 2026
- No longer registered or notice-filed in AL, CA, CT, DC, FL, GA, IL, KS, KY, MA, MI, MN, MO, MS, NC, NE, NH, NJ, OH, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lyons Wealth Management (CRD 150581): Form ADV filing data as of October 2026.