# Lyons Asset Management

> Lyons Asset Management is a state-registered investment advisory firm, registered since 1996, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 18, 2023.

- CRD: 128509
- Filed as: LYONS ASSET MANAGEMENT
- Legal name: Lyons, Joshua Charles
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: September 18, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128509
- AdvisorCensus page: https://advisorcensus.com/firm/lyons-asset-management-128509

## Quick answers

**How is Lyons Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Lyons Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Lyons Asset Management registered with the SEC or a state?**
Lyons Asset Management is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 128509.

**How much does Lyons Asset Management manage?**
Lyons Asset Management reports $11,100,000 in regulatory assets under management in its Form ADV filing dated September 18, 2023 (100% discretionary).

**What types of clients does Lyons Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40).

**Does Lyons Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128509

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $11,100,000
- Discretionary: $11,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $11,100,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lyonsasset.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lyons Asset Management (CRD 128509): Form ADV filing data as of October 2026.