# Lyon Wealth Advisors

> Lyon Wealth Advisors is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 325041
- Filed as: LYON WEALTH ADVISORS
- Legal name: Lyon Wealth Advisors Group, LLC
- Also doing business as: LYON WEALTH ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325041
- AdvisorCensus page: https://advisorcensus.com/firm/lyon-wealth-advisors-charlotte-nc-325041

## Quick answers

**How is Lyon Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Lyon Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Lyon Wealth Advisors located?**
Lyon Wealth Advisors' principal office is in Charlotte, NC, according to its Form ADV.

**Is Lyon Wealth Advisors registered with the SEC or a state?**
Lyon Wealth Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 325041.

**How much does Lyon Wealth Advisors manage?**
Lyon Wealth Advisors reports $311,416,264 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).

**How have Lyon Wealth Advisors' assets and staff changed since 2025?**
In the Form ADV data for Lyon Wealth Advisors: Regulatory assets under management: $198,389,898 in the October 2025 data and $311,416,264 in the October 2026 data, up 57%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lyon Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (115); pension and profit sharing plans (but not the plan participants or government pension plans) (102); individuals (other than high net worth individuals) (8).

**Which custodians does Lyon Wealth Advisors use?**
Lyon Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Empower Financial Services, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Lyon Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325041

**What changed in Lyon Wealth Advisors' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $198,389,898 to $311,416,264 (+57%). Registered or notice-filed in AL, CO, GA, TN, VA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Empower Financial Services, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $311,416,264
- Discretionary: $311,416,264
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $2,809,266 |
| High net worth individuals | 115 | $137,654,068 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 102 | $170,952,930 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CO, FL, GA, NC, NH, PA, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $198,389,898 | 3 | July 1, 2025 |
| October 2026 | $311,416,264 | 3 | January 29, 2026 |

Regulatory assets under management: $198,389,898 in the October 2025 data and $311,416,264 in the October 2026 data, up 57%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $198,389,898 to $311,416,264 (+57%).
- Registered or notice-filed in AL, CO, GA, TN, VA.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in CA, FL, NH, PA, SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lyon Wealth Advisors (CRD 325041): Form ADV filing data as of October 2026.