# Lyon Capital Management, LLC

> Lyon Capital Management, LLC is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 111311
- Filed as: LYON CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pittsford, NY
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111311
- AdvisorCensus page: https://advisorcensus.com/firm/lyon-capital-management-llc-pittsford-ny-111311

## Quick answers

**How is Lyon Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lyon Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Lyon Capital Management, LLC located?**
Lyon Capital Management, LLC's principal office is in Pittsford, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Lyon Capital Management, LLC registered with the SEC or a state?**
Lyon Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 111311.

**How much does Lyon Capital Management, LLC manage?**
Lyon Capital Management, LLC reports $94,844,218 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (99% discretionary).

**How have Lyon Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lyon Capital Management, LLC: Regulatory assets under management: $67,332,193 in the October 2021 data and $94,844,218 in the October 2026 data, up 41%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lyon Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (47); individuals (other than high net worth individuals) (35); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does Lyon Capital Management, LLC use?**
Lyon Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lyon Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111311

**Does Lyon Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 25, 2026 says: "The Firm requires a portfolio minimum of $500,000 for advisory engagements. The portfolio minimum may be waived at the sole discretion of the Firm; therefore, the Firm does, in some instances, manage portfolios of less than $500,000."

**What changed in Lyon Capital Management, LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in LA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The Firm requires a portfolio minimum of $500,000 for advisory engagements. The portfolio minimum may be waived at the sole discretion of the Firm; therefore, the Firm does, in some instances, manage portfolios of less than $500,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,844,218
- Discretionary: $93,940,008
- Non-discretionary: $904,210

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $9,790,551 |
| High net worth individuals | 47 | $78,000,339 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $7,053,328 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, IN, LA, MA, NY, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Sarasota, FL
- Schererville, IN

### Websites listed on Form ADV (Item 1.I)
- lyoncapital.com
- LinkedIn @lyoncapitalmanagement-llc
- LinkedIn @douglyoncfa
- LinkedIn @john-lyon-cfa-03031b35
- LinkedIn @katelyoncfp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $67,332,193 | 2 | January 28, 2021 |
| October 2022 | $77,796,451 | 2 | February 3, 2022 |
| October 2023 | $76,147,702 | 3 | June 7, 2023 |
| October 2024 | $86,029,730 | 3 | February 18, 2024 |
| October 2025 | $87,629,160 | 3 | February 11, 2025 |
| October 2026 | $94,844,218 | 3 | August 14, 2026 |

Regulatory assets under management: $67,332,193 in the October 2021 data and $94,844,218 in the October 2026 data, up 41%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in LA.

### May 2026
- Changed its office addresses in Sarasota, FL.

### March 2026
- Employees performing advisory functions went from 3 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lyon Capital Management, LLC (CRD 111311): Form ADV filing data as of October 2026.