{
  "crd_number": 111311,
  "slug": "lyon-capital-management-llc-pittsford-ny-111311",
  "primary_business_name": "LYON CAPITAL MANAGEMENT, LLC",
  "legal_name": "LYON CAPITAL MANAGEMENT, LLC",
  "dbas": [],
  "city": "Pittsford",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "40380",
  "metro": {
    "cbsa_code": "40380",
    "common_name": "Rochester",
    "msa_name": "Rochester, NY",
    "path": "/advisors/ny/rochester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-21",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-08-14",
  "carried_forward": false,
  "raum_total": 94844218.0,
  "raum_discretionary": 93940008.0,
  "raum_non_discretionary": 904210.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 9790551.0,
      "count": 35
    },
    "pension_profit_sharing": {
      "raum": 7053328.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 78000339.0,
      "count": 47
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "IN",
    "LA",
    "MA",
    "NY",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/company/lyoncapitalmanagement-llc",
    "https://linkedin.com/in/douglyoncfa",
    "https://linkedin.com/in/john-lyon-cfa-03031b35",
    "https://linkedin.com/in/katelyoncfp",
    "https://lyoncapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111311",
  "city_as_filed": "PITTSFORD",
  "url": "https://advisorcensus.com/firm/lyon-capital-management-llc-pittsford-ny-111311",
  "display_name": "Lyon Capital Management, LLC",
  "summary": "Lyon Capital Management, LLC is an SEC-registered investment advisory firm in Pittsford, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.",
  "citation": "AdvisorCensus. Lyon Capital Management, LLC (CRD 111311): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Lyon Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lyon Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Lyon Capital Management, LLC located?",
      "a": "Lyon Capital Management, LLC's principal office is in Pittsford, NY, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Lyon Capital Management, LLC registered with the SEC or a state?",
      "a": "Lyon Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 111311."
    },
    {
      "q": "How much does Lyon Capital Management, LLC manage?",
      "a": "Lyon Capital Management, LLC reports $94,844,218 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (99% discretionary)."
    },
    {
      "q": "How have Lyon Capital Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Lyon Capital Management, LLC: Regulatory assets under management: $67,332,193 in the October 2021 data and $94,844,218 in the October 2026 data, up 41%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lyon Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (47); individuals (other than high net worth individuals) (35); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does Lyon Capital Management, LLC use?",
      "a": "Lyon Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lyon Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111311"
    },
    {
      "q": "Does Lyon Capital Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 25, 2026 says: \"The Firm requires a portfolio minimum of $500,000 for advisory engagements. The portfolio minimum may be waived at the sole discretion of the Firm; therefore, the Firm does, in some instances, manage portfolios of less than $500,000.\""
    },
    {
      "q": "What changed in Lyon Capital Management, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in LA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 67332193.0,
      "total_employees": 2,
      "filing_date": "2021-01-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 77796451.0,
      "total_employees": 2,
      "filing_date": "2022-02-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 76147702.0,
      "total_employees": 3,
      "filing_date": "2023-06-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 86029730.0,
      "total_employees": 3,
      "filing_date": "2024-02-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 87629160.0,
      "total_employees": 3,
      "filing_date": "2025-02-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 94844218.0,
      "total_employees": 3,
      "filing_date": "2026-08-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in LA."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Changed its office addresses in Sarasota, FL."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Firm requires a portfolio minimum of $500,000 for advisory engagements. The portfolio minimum may be waived at the sole discretion of the Firm; therefore, the Firm does, in some instances, manage portfolios of less than $500,000."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Firm requires a portfolio minimum of $500,000 for advisory engagements. The portfolio minimum may be waived at the sole discretion of the Firm; therefore, the Firm does, in some instances, manage portfolios of less than $500,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lyon-capital-management-llc-pittsford-ny-111311.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 35,
      "fewer_than_5": false,
      "raum": 9790551.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 47,
      "fewer_than_5": false,
      "raum": 78000339.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 7053328.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111311",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}