# Lynch & Associates

> Lynch & Associates is an SEC-registered investment advisory firm in Newburgh, IN, registered since 1994, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 19, 2026.

- CRD: 108326
- Filed as: LYNCH & ASSOCIATES
- Legal name: Lynch & Associates Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newburgh, IN
- Filing period: October 2026
- Form ADV filing dated: February 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108326
- AdvisorCensus page: https://advisorcensus.com/firm/lynch-and-associates-newburgh-in-108326

## Quick answers

**How is Lynch & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Lynch & Associates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Lynch & Associates located?**
Lynch & Associates' principal office is in Newburgh, IN, according to its Form ADV.

**Is Lynch & Associates registered with the SEC or a state?**
Lynch & Associates is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 108326.

**How much does Lynch & Associates manage?**
Lynch & Associates reports $831,128,783 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (92% discretionary).

**How have Lynch & Associates' assets and staff changed since 2021?**
In the Form ADV data for Lynch & Associates: Regulatory assets under management: $575,123,326 in the October 2021 data and $831,128,783 in the October 2026 data, up 45%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lynch & Associates serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (517); high net worth individuals (164); corporations or other businesses not listed above (15).

**Which custodians does Lynch & Associates use?**
Lynch & Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Lynch & Associates report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108326

**What changed in Lynch & Associates' recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $741,541,787 to $831,128,783 (+12%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $831,128,783
- Discretionary: $767,466,475
- Non-discretionary: $63,662,308

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 517 | $193,057,888 |
| High net worth individuals | 164 | $601,305,763 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,248,892 |
| Charitable organizations | Fewer than 5 | $7,793,335 |
| Corporations or other businesses not listed above | 15 | $21,722,905 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1994 (31 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, IN, KY, LA, MN, NC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lnaonline.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $575,123,326 | 5 | March 17, 2021 |
| October 2022 | $689,326,759 | 6 | March 15, 2022 |
| October 2023 | $617,042,495 | 6 | March 3, 2023 |
| October 2024 | $655,728,068 | 7 | March 6, 2024 |
| October 2025 | $741,541,787 | 8 | March 11, 2025 |
| October 2026 | $831,128,783 | 7 | February 19, 2026 |

Regulatory assets under management: $575,123,326 in the October 2021 data and $831,128,783 in the October 2026 data, up 45%.
Total employees: 5 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $741,541,787 to $831,128,783 (+12%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lynch & Associates (CRD 108326): Form ADV filing data as of October 2026.