{
  "crd_number": 108326,
  "slug": "lynch-and-associates-newburgh-in-108326",
  "primary_business_name": "LYNCH & ASSOCIATES",
  "legal_name": "LYNCH & ASSOCIATES INC",
  "dbas": [],
  "city": "Newburgh",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "21780",
  "metro": {
    "cbsa_code": "21780",
    "common_name": "Evansville",
    "msa_name": "Evansville, IN",
    "path": "/advisors/in/evansville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1994-12-05",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 831128783.0,
  "raum_discretionary": 767466475.0,
  "raum_non_discretionary": 63662308.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 7,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 7793335.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 193057888.0,
      "count": 517
    },
    "pension_profit_sharing": {
      "raum": 7248892.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 601305763.0,
      "count": 164
    },
    "corporations_other_businesses": {
      "raum": 21722905.0,
      "count": 15
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "IN",
    "KY",
    "LA",
    "MN",
    "NC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://lnaonline.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108326",
  "city_as_filed": "NEWBURGH",
  "url": "https://advisorcensus.com/firm/lynch-and-associates-newburgh-in-108326",
  "display_name": "Lynch & Associates",
  "summary": "Lynch & Associates is an SEC-registered investment advisory firm in Newburgh, IN, registered since 1994, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Lynch & Associates (CRD 108326): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Lynch & Associates compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lynch & Associates reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Lynch & Associates located?",
      "a": "Lynch & Associates' principal office is in Newburgh, IN, according to its Form ADV."
    },
    {
      "q": "Is Lynch & Associates registered with the SEC or a state?",
      "a": "Lynch & Associates is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 108326."
    },
    {
      "q": "How much does Lynch & Associates manage?",
      "a": "Lynch & Associates reports $831,128,783 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (92% discretionary)."
    },
    {
      "q": "How have Lynch & Associates' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Lynch & Associates: Regulatory assets under management: $575,123,326 in the October 2021 data and $831,128,783 in the October 2026 data, up 45%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lynch & Associates serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (517); high net worth individuals (164); corporations or other businesses not listed above (15)."
    },
    {
      "q": "Which custodians does Lynch & Associates use?",
      "a": "Lynch & Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lynch & Associates report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108326"
    },
    {
      "q": "What changed in Lynch & Associates' recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $741,541,787 to $831,128,783 (+12%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 575123326.0,
      "total_employees": 5,
      "filing_date": "2021-03-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 689326759.0,
      "total_employees": 6,
      "filing_date": "2022-03-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 617042495.0,
      "total_employees": 6,
      "filing_date": "2023-03-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 655728068.0,
      "total_employees": 7,
      "filing_date": "2024-03-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 741541787.0,
      "total_employees": 8,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 831128783.0,
      "total_employees": 7,
      "filing_date": "2026-02-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 6.",
        "Regulatory assets under management went from $741,541,787 to $831,128,783 (+12%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lynch-and-associates-newburgh-in-108326.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 517,
      "fewer_than_5": false,
      "raum": 193057888.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 164,
      "fewer_than_5": false,
      "raum": 601305763.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 7248892.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 7793335.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 15,
      "fewer_than_5": false,
      "raum": 21722905.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108326",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}