{ "crd_number": 333800, "slug": "luxon-brown-little-rock-ar-333800", "primary_business_name": "LUXON BROWN", "legal_name": "LUXON BROWN, LLC", "dbas": [], "city": "Little Rock", "state": "AR", "country": "United States", "cbsa_code": "30780", "metro": { "cbsa_code": "30780", "common_name": "Little Rock", "msa_name": "Little Rock-North Little Rock-Conway, AR", "path": "/advisors/ar/little-rock" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-02-28", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-08-31", "carried_forward": false, "raum_total": 56344956.0, "raum_discretionary": 39689020.0, "raum_non_discretionary": 16655936.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 8, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 19737521.0, "count": 84 }, "pension_profit_sharing": { "raum": 16655936.0, "count": 5 }, "high_net_worth_individuals": { "raum": 19951499.0, "count": 9 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "AR", "FL", "MS" ], "websites": [ "https://facebook.com/luxonbrown", "https://linkedin.com/company/luxon-brown", "https://luxonbrown.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333800", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "LITTLE ROCK", "url": "https://advisorcensus.com/firm/luxon-brown-little-rock-ar-333800", "display_name": "Luxon Brown", "summary": "Luxon Brown is a state-registered investment advisory firm in Little Rock, AR, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 31, 2026.", "citation": "AdvisorCensus. Luxon Brown (CRD 333800): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Luxon Brown compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Luxon Brown reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Luxon Brown located?", "a": "Luxon Brown's principal office is in Little Rock, AR, according to its Form ADV." }, { "q": "Is Luxon Brown registered with the SEC or a state?", "a": "Luxon Brown is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333800." }, { "q": "How much does Luxon Brown manage?", "a": "Luxon Brown reports $56,344,956 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (70% discretionary)." }, { "q": "What types of clients does Luxon Brown serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (9); pension and profit sharing plans (but not the plan participants or government pension plans) (5)." }, { "q": "Does Luxon Brown report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333800" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/luxon-brown-little-rock-ar-333800.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 84, "fewer_than_5": false, "raum": 19737521.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 9, "fewer_than_5": false, "raum": 19951499.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 5, "fewer_than_5": false, "raum": 16655936.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333800", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }