# Lupu Financial

> Lupu Financial is a state-registered investment advisory firm in Irvine, CA, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 311610
- Filed as: LUPU FINANCIAL
- Legal name: Lupu Financial Services, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311610
- AdvisorCensus page: https://advisorcensus.com/firm/lupu-financial-irvine-ca-311610

## Quick answers

**How is Lupu Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Lupu Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Lupu Financial located?**
Lupu Financial's principal office is in Irvine, CA, according to its Form ADV.

**Is Lupu Financial registered with the SEC or a state?**
Lupu Financial is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 311610.

**How much does Lupu Financial manage?**
Lupu Financial reports $15,000,000 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does Lupu Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (5).

**Does Lupu Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311610

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $15,000,000
- Discretionary: $15,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $7,000,000 |
| High net worth individuals | 5 | $8,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lupufinancial.com
- LinkedIn @lupufinancial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lupu Financial (CRD 311610): Form ADV filing data as of October 2026.