# Lumos Capital Group LLC

> Lumos Capital Group LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 306528
- Filed as: LUMOS CAPITAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306528
- AdvisorCensus page: https://advisorcensus.com/firm/lumos-capital-group-llc-new-york-ny-306528

## Quick answers

**How is Lumos Capital Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lumos Capital Group LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Lumos Capital Group LLC located?**
Lumos Capital Group LLC's principal office is in New York, NY, according to its Form ADV.

**Is Lumos Capital Group LLC registered with the SEC or a state?**
Lumos Capital Group LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306528.

**How much does Lumos Capital Group LLC manage?**
Lumos Capital Group LLC reports $274,451,521 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Lumos Capital Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Lumos Capital Group LLC: Regulatory assets under management: $194,145,000 in the October 2022 data and $274,451,521 in the October 2026 data, up 41%. Total employees: 5 in October 2022 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lumos Capital Group LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Lumos Capital Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306528

**Does Lumos Capital Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "The Governing Documents for each Fund sets forth a minimum capital commitment of $5,000,000, subject to reduction at the discretion of the relevant General Partner."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The Governing Documents for each Fund sets forth a minimum capital commitment of $5,000,000, subject to reduction at the discretion of the relevant General Partner.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $274,451,521
- Discretionary: $274,451,521
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $274,451,521 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lumoscapitalgroup.com](https://lumoscapitalgroup.com)
- LinkedIn @lumos-capital-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 23, 2021 |
| October 2022 | $194,145,000 | 5 | June 23, 2022 |
| October 2023 | $194,145,000 | 5 | March 30, 2023 |
| October 2024 | $244,269,311 | 6 | September 9, 2024 |
| October 2025 | $286,304,052 | 7 | May 8, 2025 |
| October 2026 | $274,451,521 | 7 | March 24, 2026 |

Regulatory assets under management: $194,145,000 in the October 2022 data and $274,451,521 in the October 2026 data, up 41%.
Total employees: 5 in October 2022 and 7 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lumos Capital Group LLC (CRD 306528): Form ADV filing data as of October 2026.