# Luminari Capital Management, LLC

> Luminari Capital Management, LLC is an exempt reporting adviser in Palo Alto, CA. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 170916
- Filed as: LUMINARI CAPITAL MANAGEMENT, LLC
- Reporting status: Exempt reporting adviser (status as filed: State ERA - ACTIVE)
- Location: Palo Alto, CA
- Filing period: October 2026
- Form ADV filing dated: March 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170916
- AdvisorCensus page: https://advisorcensus.com/firm/luminari-capital-management-llc-palo-alto-ca-170916

## Quick answers

**Where is Luminari Capital Management, LLC located?**
Luminari Capital Management, LLC's principal office is in Palo Alto, CA, according to its Form ADV.

**How does Luminari Capital Management, LLC report to regulators?**
Luminari Capital Management, LLC is an exempt reporting adviser. Exempt reporting advisers file a shorter Form ADV. Status as filed: State ERA - ACTIVE. CRD 170916.

**Does Luminari Capital Management, LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.A(1) (felony conviction or plea in the past ten years), 11.A(2) (felony charge in the past ten years), 11.H(1)(a) (court injunction in the past ten years), and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170916

## From the Form ADV filing

### Firm details
- Reporting since: Not reported
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170916

### Websites listed on Form ADV (Item 1.I)
- luminaricapital.com
- LinkedIn @luminari-capital
- X @LuminariCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 17, 2021 |
| October 2022 | Not reported | Not reported | March 28, 2022 |
| October 2023 | Not reported | Not reported | March 22, 2023 |
| October 2026 | Not reported | Not reported | March 21, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Luminari Capital Management, LLC (CRD 170916): Form ADV filing data as of October 2026.