# Lument Investment Management, LLC

> Lument Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 306487
- Filed as: LUMENT INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306487
- AdvisorCensus page: https://advisorcensus.com/firm/lument-investment-management-llc-new-york-ny-306487

## Quick answers

**How is Lument Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lument Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Lument Investment Management, LLC located?**
Lument Investment Management, LLC's principal office is in New York, NY, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Lument Investment Management, LLC registered with the SEC or a state?**
Lument Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 306487.

**How much does Lument Investment Management, LLC manage?**
Lument Investment Management, LLC reports $1,935,907,933 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (62% discretionary).

**How have Lument Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lument Investment Management, LLC: Regulatory assets under management: $905,518,309 in the October 2021 data and $1,935,907,933 in the October 2026 data, up 114%. Total employees: 295 in October 2021 and 447 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lument Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Lument Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306487

**Does Lument Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 29, 2026 says: "Lument IM currently does not require a minimum account size."

**What changed in Lument Investment Management, LLC's recent Form ADV filings?**
In the July 2026 filing data: Employees performing advisory functions went from 41 to 35.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 29, 2026)

- Account minimum: None

> Lument IM currently does not require a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,935,907,933
- Discretionary: $1,204,817,864
- Non-discretionary: $731,090,069

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $1,204,817,864 |
| Other | Fewer than 5 | $731,090,069 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 447 total, 35 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Columbus, OH
- Dallas, TX
- New York, NY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $905,518,309 | 295 | June 29, 2021 |
| October 2022 | $1,129,857,776 | 458 | June 28, 2022 |
| October 2023 | $2,669,880,120 | 445 | July 5, 2023 |
| October 2024 | $2,130,192,596 | 422 | June 27, 2024 |
| October 2025 | $1,969,702,953 | 454 | June 27, 2025 |
| October 2026 | $1,935,907,933 | 447 | June 29, 2026 |

Regulatory assets under management: $905,518,309 in the October 2021 data and $1,935,907,933 in the October 2026 data, up 114%.
Total employees: 295 in October 2021 and 447 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Employees performing advisory functions went from 41 to 35.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lument Investment Management, LLC (CRD 306487): Form ADV filing data as of October 2026.