# Lumenai

> Lumenai is a state-registered investment advisory firm in Stamford, CT, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 309918
- Filed as: LUMENAI
- Legal name: Lumenai Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Stamford, CT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309918
- AdvisorCensus page: https://advisorcensus.com/firm/lumenai-stamford-ct-309918

## Quick answers

**How is Lumenai compensated?**
On its Form ADV (Item 5.E, October 2026), Lumenai reports these compensation arrangements: a percentage of assets under its management.

**Where is Lumenai located?**
Lumenai's principal office is in Stamford, CT, according to its Form ADV.

**Is Lumenai registered with the SEC or a state?**
Lumenai is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 309918.

**How much does Lumenai manage?**
Lumenai reports $30,256,972 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Lumenai serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13).

**Does Lumenai report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309918

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $30,256,972
- Discretionary: $30,256,972
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 13 | $30,256,972 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lumenai.net
- LinkedIn @70380997
- X @Lumenai_Invest

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lumenai (CRD 309918): Form ADV filing data as of October 2026.