# Lucid Advisors, Inc.

> Lucid Advisors, Inc. is an SEC-registered investment advisory firm in Seattle, WA, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 116639
- Filed as: LUCID ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116639
- AdvisorCensus page: https://advisorcensus.com/firm/lucid-advisors-inc-seattle-wa-116639

## Quick answers

**How is Lucid Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lucid Advisors, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**How much does Lucid Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Subscription: $4,000 to $25,000 a quarter (consulting and investment advisory fees applicable to ongoing engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lucid Advisors, Inc. located?**
Lucid Advisors, Inc.'s principal office is in Seattle, WA, according to its Form ADV.

**Is Lucid Advisors, Inc. registered with the SEC or a state?**
Lucid Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 116639.

**How much does Lucid Advisors, Inc. manage?**
Lucid Advisors, Inc. reports $1,147,355,188 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (5% discretionary).

**How have Lucid Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Lucid Advisors, Inc.: Regulatory assets under management: $694,323,772 in the October 2021 data and $1,147,355,188 in the October 2026 data, up 65%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lucid Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (15); pension and profit sharing plans (but not the plan participants or government pension plans) (12).

**Which custodians does Lucid Advisors, Inc. use?**
Lucid Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments as a custodian holding 10% or more of its separately managed account assets.

**Does Lucid Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116639

**What changed in Lucid Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $958,130,514 to $1,147,355,188 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Subscription: $4,000 to $25,000 a quarter (consulting and investment advisory fees applicable to ongoing engagements)

> Consulting and investment advisory fees applicable to ongoing engagements vary widely, generally ranging from $4,000/quarter up to $25,000/quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,147,355,188
- Discretionary: $52,659,683
- Non-discretionary: $1,094,695,505

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $6,395,057 |
| High net worth individuals | 15 | $48,424,716 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $1,054,298,108 |
| Charitable organizations | Fewer than 5 | $2,402,598 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 5 | $15,788,027 |
| Other | Fewer than 5 | $20,046,682 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lucidadvisors.com
- LinkedIn @lucid-advisors-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $694,323,772 | 3 | March 22, 2021 |
| October 2022 | $813,915,968 | 3 | March 23, 2022 |
| October 2023 | $659,466,536 | 3 | March 29, 2023 |
| October 2024 | $909,103,872 | 3 | August 28, 2024 |
| October 2025 | $958,130,514 | 3 | March 26, 2025 |
| October 2026 | $1,147,355,188 | 2 | March 24, 2026 |

Regulatory assets under management: $694,323,772 in the October 2021 data and $1,147,355,188 in the October 2026 data, up 65%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $958,130,514 to $1,147,355,188 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lucid Advisors, Inc. (CRD 116639): Form ADV filing data as of October 2026.