# Lucia Wealth Management, LLC

> Lucia Wealth Management, LLC is a state-registered investment advisory firm in Mobile, AL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 330654
- Filed as: LUCIA WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mobile, AL
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/330654
- AdvisorCensus page: https://advisorcensus.com/firm/lucia-wealth-management-llc-mobile-al-330654

## Quick answers

**How is Lucia Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lucia Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Lucia Wealth Management, LLC located?**
Lucia Wealth Management, LLC's principal office is in Mobile, AL, according to its Form ADV.

**Is Lucia Wealth Management, LLC registered with the SEC or a state?**
Lucia Wealth Management, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330654.

**How much does Lucia Wealth Management, LLC manage?**
Lucia Wealth Management, LLC reports $28,526,608 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**Does Lucia Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330654

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,526,608
- Discretionary: $28,526,608
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $618,969 |
| High net worth individuals | Fewer than 5 | $27,887,639 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $20,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lucia Wealth Management, LLC (CRD 330654): Form ADV filing data as of October 2026.