{
  "crd_number": 323556,
  "slug": "lri-investments-palm-beach-gardens-fl-323556",
  "primary_business_name": "LRI INVESTMENTS",
  "legal_name": "LRI INVESTMENTS, LLC",
  "dbas": [
    "JKJ FINANCIAL SERVICES",
    "JKJ RETIREMENT SERVICES",
    "LINDBERG & RIPPLE",
    "MARINER FINANCIAL GROUP"
  ],
  "city": "Palm Beach Gardens",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-04-12",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 2781193458.0,
  "raum_discretionary": 1890171429.0,
  "raum_non_discretionary": 891022029.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 35,
  "advisory_employees": 31,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 78929794.0,
      "count": 264
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 73138086.0,
      "count": 1
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 809175278.0,
      "count": 104
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 1819950300.0,
      "count": 213
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "ID",
    "IL",
    "KS",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://jkj.com/our-services/financial-services",
    "https://jkj.com/our-services/retirement-services",
    "https://linkedin.com/company/lindberg-&-ripple",
    "https://linkedin.com/in/alex-heyniger-4a513b12",
    "https://linkedin.com/in/andrew-albano-115185201",
    "https://linkedin.com/in/anthony-pace-6b51b2b",
    "https://linkedin.com/in/arriananeese",
    "https://linkedin.com/in/benhalljkj",
    "https://linkedin.com/in/brian-suprenant-00b1aa172",
    "https://linkedin.com/in/brucie-fletcher-b8ba17258",
    "https://linkedin.com/in/carl-peterson-a316a314",
    "https://linkedin.com/in/chad-white-55067147",
    "https://linkedin.com/in/christopher-alexis-lising-7b9500148",
    "https://linkedin.com/in/dawn-lazarus-2a286733",
    "https://linkedin.com/in/elliotsilverstein",
    "https://linkedin.com/in/erickaleta",
    "https://linkedin.com/in/erikbjorvik",
    "https://linkedin.com/in/evanaltuzarra",
    "https://linkedin.com/in/glen-coral-a5006913",
    "https://linkedin.com/in/hannah-davis-4ba4625b",
    "https://linkedin.com/in/hayley-snell-8955a6a5",
    "https://linkedin.com/in/jack-karasin",
    "https://linkedin.com/in/jack-mcdonald-96a7698",
    "https://linkedin.com/in/marvin-jay-arisga-492146171",
    "https://linkedin.com/in/matthewlridley",
    "https://linkedin.com/in/melset",
    "https://linkedin.com/in/nancy-shepard-a2a8b5134",
    "https://linkedin.com/in/nicholeverssen",
    "https://linkedin.com/in/norman-yester-53bb8346",
    "https://linkedin.com/in/rosalynzera",
    "https://linkedin.com/in/ryan-koch-7034b220b",
    "https://linkedin.com/in/scott-smith-9b717713",
    "https://linkedin.com/in/timothy-p-malarkey-a1b59880",
    "https://linkedin.com/in/waeed-petersen-193a38a8",
    "https://linrip.com",
    "https://mariner-linrip.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323556",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "PALM BEACH GARDENS",
  "url": "https://advisorcensus.com/firm/lri-investments-palm-beach-gardens-fl-323556",
  "display_name": "LRI Investments",
  "summary": "LRI Investments is an SEC-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. LRI Investments (CRD 323556): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is LRI Investments compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), LRI Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does LRI Investments charge?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Hourly rate: $150 to $350 an hour (Financial Planning); Flat fee: $650 to $2,500 (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is LRI Investments located?",
      "a": "LRI Investments' principal office is in Palm Beach Gardens, FL, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is LRI Investments registered with the SEC or a state?",
      "a": "LRI Investments is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 323556."
    },
    {
      "q": "How much does LRI Investments manage?",
      "a": "LRI Investments reports $2,781,193,458 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (68% discretionary)."
    },
    {
      "q": "How have LRI Investments' assets and staff changed since 2023?",
      "a": "In the Form ADV data for LRI Investments: Regulatory assets under management: $0 in the October 2023 data and $2,781,193,458 in the October 2026 data. Total employees: 5 in October 2023 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does LRI Investments serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (264); high net worth individuals (213); pension and profit sharing plans (but not the plan participants or government pension plans) (104)."
    },
    {
      "q": "Which custodians does LRI Investments use?",
      "a": "LRI Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does LRI Investments report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323556"
    },
    {
      "q": "Does LRI Investments state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 says: \"A minimum total investment amount of $250,000 is generally required but, a lesser amount will be considered.\""
    },
    {
      "q": "What changed in LRI Investments' recent Form ADV filings?",
      "a": "In the October 2026 filing data: Added an office in Horsham, PA. No longer lists an office in Newtown, PA."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 5,
      "filing_date": "2023-06-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 932915457.0,
      "total_employees": 17,
      "filing_date": "2024-06-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1404038363.0,
      "total_employees": 37,
      "filing_date": "2025-03-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2781193458.0,
      "total_employees": 35,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Added an office in Horsham, PA.",
        "No longer lists an office in Newtown, PA."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 29 to 31.",
        "Regulatory assets under management went from $1,404,038,363 to $2,781,193,458 (+98%).",
        "Registered or notice-filed in AZ, CO, DC, DE, GA, KS, MI, MN, MO, NM, NV, OH, TN, UT, VT, WA, WI."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in NE."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 to $350 an hour (Financial Planning)",
      "Flat fee: $650 to $2,500 (Financial Planning)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000"
        ],
        "quotes": [
          "A minimum total investment amount of $250,000 is generally required but, a lesser amount will be considered."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 to $350 an hour (Financial Planning)"
        ],
        "quotes": [
          "Hourly Fee: $150 to $350"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $650 to $2,500 (Financial Planning)"
        ],
        "quotes": [
          "Fixed Fee: $650 to $2,500"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 150.0,
          "max": 350.0,
          "period": "hour",
          "service": "Financial Planning"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 650.0,
          "max": 2500.0,
          "period": "one_time",
          "service": "Financial Planning"
        }
      ]
    },
    "quotes": [
      "A minimum total investment amount of $250,000 is generally required but, a lesser amount will be considered.",
      "Hourly Fee: $150 to $350",
      "Fixed Fee: $650 to $2,500"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing Advisor Solutions LLC",
      "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lri-investments-palm-beach-gardens-fl-323556.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 264,
      "fewer_than_5": false,
      "raum": 78929794.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 213,
      "fewer_than_5": false,
      "raum": 1819950300.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 104,
      "fewer_than_5": false,
      "raum": 809175278.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 73138086.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323556",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}