# Lowell Road Asset Management, Inc.

> Lowell Road Asset Management, Inc. is an SEC-registered investment advisory firm in Manhasset, NY, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 164370
- Filed as: LOWELL ROAD ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Manhasset, NY
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164370
- AdvisorCensus page: https://advisorcensus.com/firm/lowell-road-asset-management-inc-manhasset-ny-164370

## Quick answers

**How is Lowell Road Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lowell Road Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Lowell Road Asset Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 7, 2026 states: Up to $500,000: 1.5% a year; Above $500,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lowell Road Asset Management, Inc. located?**
Lowell Road Asset Management, Inc.'s principal office is in Manhasset, NY, according to its Form ADV.

**Is Lowell Road Asset Management, Inc. registered with the SEC or a state?**
Lowell Road Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 164370.

**How much does Lowell Road Asset Management, Inc. manage?**
Lowell Road Asset Management, Inc. reports $52,525,335 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (50% discretionary).

**How have Lowell Road Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Lowell Road Asset Management, Inc.: Regulatory assets under management: $31,340,969 in the October 2021 data and $52,525,335 in the October 2026 data, up 68%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lowell Road Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (67); individuals (other than high net worth individuals) (57).

**Which custodians does Lowell Road Asset Management, Inc. use?**
Lowell Road Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and JP Morgan as custodians holding 10% or more of its separately managed account assets.

**Does Lowell Road Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164370

**Does Lowell Road Asset Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 7, 2026 says: "LRAM requires a minimum of $100,000 to open an account, but reserves the right to accept accounts with less assets."

**What changed in Lowell Road Asset Management, Inc.'s recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $43,548,061 to $48,466,722 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 7, 2026)

- Up to $500,000: 1.5% a year
- Above $500,000: 1% a year

> Fees for these services will be based on a percentage of Assets Under Management as follows: Assets Under Management Annual Fee Quarterly Fee First $500,000 1.50% .3750% Amounts over $500,000 1.00% .2500%

- Account minimum: $100,000

> LRAM requires a minimum of $100,000 to open an account, but reserves the right to accept accounts with less assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- JP Morgan

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $52,525,335
- Discretionary: $26,465,686
- Non-discretionary: $26,059,649

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $8,130,914 |
| High net worth individuals | 67 | $44,394,421 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lowellroad.com](https://lowellroad.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $31,340,969 | 2 | July 15, 2021 |
| October 2022 | $33,360,052 | 2 | March 21, 2022 |
| October 2023 | $30,340,838 | 2 | February 2, 2023 |
| October 2024 | $39,166,438 | 2 | March 4, 2024 |
| October 2025 | $43,548,061 | 2 | January 29, 2025 |
| October 2026 | $52,525,335 | 2 | September 2, 2026 |

Regulatory assets under management: $31,340,969 in the October 2021 data and $52,525,335 in the October 2026 data, up 68%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $43,548,061 to $48,466,722 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lowell Road Asset Management, Inc. (CRD 164370): Form ADV filing data as of October 2026.