# Lountzis Asset Management, LLC

> Lountzis Asset Management, LLC is an SEC-registered investment advisory firm in Wyomissing, PA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 118923
- Filed as: LOUNTZIS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wyomissing, PA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118923
- AdvisorCensus page: https://advisorcensus.com/firm/lountzis-asset-management-llc-wyomissing-pa-118923

## Quick answers

**How is Lountzis Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lountzis Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Lountzis Asset Management, LLC located?**
Lountzis Asset Management, LLC's principal office is in Wyomissing, PA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Lountzis Asset Management, LLC registered with the SEC or a state?**
Lountzis Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 118923.

**How much does Lountzis Asset Management, LLC manage?**
Lountzis Asset Management, LLC reports $624,143,653 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Lountzis Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lountzis Asset Management, LLC: Regulatory assets under management: $303,369,154 in the October 2021 data and $624,143,653 in the October 2026 data, up 106%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lountzis Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (55); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Lountzis Asset Management, LLC use?**
Lountzis Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lountzis Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118923

**What changed in Lountzis Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $548,781,417 to $624,143,653 (+14%). Added an office in Sarasota, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $624,143,653
- Discretionary: $624,143,653
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $15,904,470 |
| High net worth individuals | 99 | $580,848,889 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $10,082,561 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $14,348,402 |
| Charitable organizations | Fewer than 5 | $2,959,331 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, IL, MN, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY
- Sarasota, FL

### Websites listed on Form ADV (Item 1.I)
- lountzis.com
- LinkedIn @lountzis-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $303,369,154 | 4 | March 10, 2021 |
| October 2022 | $415,550,049 | 6 | March 25, 2022 |
| October 2023 | $415,329,343 | 6 | March 17, 2023 |
| October 2024 | $504,540,755 | 6 | June 24, 2024 |
| October 2025 | $548,781,417 | 6 | April 2, 2025 |
| October 2026 | $624,143,653 | 5 | March 24, 2026 |

Regulatory assets under management: $303,369,154 in the October 2021 data and $624,143,653 in the October 2026 data, up 106%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $548,781,417 to $624,143,653 (+14%).
- Added an office in Sarasota, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lountzis Asset Management, LLC (CRD 118923): Form ADV filing data as of October 2026.