{ "crd_number": 298973, "slug": "lotusgroup-capital-denver-co-298973", "primary_business_name": "LOTUSGROUP CAPITAL", "legal_name": "LOTUSGROUP CAPITAL, LLC", "dbas": [ "LOTUSGROUP LIFE SETTLEMENTS" ], "city": "Denver", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-10-29", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-07-07", "carried_forward": false, "raum_total": 156689707.0, "raum_discretionary": 156689707.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 8, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 156689707.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://facebook.com/lgadvisors", "https://lgadvisors.com", "https://linkedin.com/company/lotus-group-advisors", "https://linkedin.com/company/lotusgroup-capital", "https://lotusgroupcapital.com", "https://x.com/lotusgroupadvis?lang=en" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298973", "city_as_filed": "DENVER", "url": "https://advisorcensus.com/firm/lotusgroup-capital-denver-co-298973", "display_name": "Lotusgroup Capital", "summary": "Lotusgroup Capital is an SEC-registered investment advisory firm in Denver, CO, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.", "citation": "AdvisorCensus. Lotusgroup Capital (CRD 298973): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Lotusgroup Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lotusgroup Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Lotusgroup Capital located?", "a": "Lotusgroup Capital's principal office is in Denver, CO, according to its Form ADV." }, { "q": "Is Lotusgroup Capital registered with the SEC or a state?", "a": "Lotusgroup Capital is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298973." }, { "q": "How much does Lotusgroup Capital manage?", "a": "Lotusgroup Capital reports $156,689,707 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (100% discretionary)." }, { "q": "How have Lotusgroup Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Lotusgroup Capital: Regulatory assets under management: $50,070,640 in the October 2021 data and $156,689,707 in the October 2026 data, up 213%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lotusgroup Capital serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Does Lotusgroup Capital report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298973" }, { "q": "What changed in Lotusgroup Capital's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 50070640.0, "total_employees": 5, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 60195051.0, "total_employees": 6, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 135568895.0, "total_employees": 7, "filing_date": "2023-08-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 143667814.0, "total_employees": 7, "filing_date": "2024-03-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": 146137525.0, "total_employees": 8, "filing_date": "2025-06-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 156689707.0, "total_employees": 8, "filing_date": "2026-07-07" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Added the business name Lotusgroup Life Settlements.", "Employees performing advisory functions went from 2 to 3." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/lotusgroup-capital-denver-co-298973.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 156689707.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298973", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }