# Lotus Asset Management Limited Liability Company

> Lotus Asset Management Limited Liability Company is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 277030
- Filed as: LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/277030
- AdvisorCensus page: https://advisorcensus.com/firm/lotus-asset-management-limited-liability-company-277030

## Quick answers

**How is Lotus Asset Management Limited Liability Company compensated?**
On its Form ADV (Item 5.E, October 2026), Lotus Asset Management Limited Liability Company reports these compensation arrangements: a percentage of assets under its management.

**Is Lotus Asset Management Limited Liability Company registered with the SEC or a state?**
Lotus Asset Management Limited Liability Company is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 277030.

**How much does Lotus Asset Management Limited Liability Company manage?**
Lotus Asset Management Limited Liability Company reports $120,506,379 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (99% discretionary).

**What types of clients does Lotus Asset Management Limited Liability Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); high net worth individuals (29); charitable organizations (1).

**Which custodians does Lotus Asset Management Limited Liability Company use?**
Lotus Asset Management Limited Liability Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Lotus Asset Management Limited Liability Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277030

**Does Lotus Asset Management Limited Liability Company state an account minimum?**
Its Form ADV Part 2A brochure dated July 24, 2026 says: "There is an account minimum of $500,000, which may be waived by LAM at its discretion if household income or other extenuating circumstances are a factor."

**What changed in Lotus Asset Management Limited Liability Company's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 24, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $500,000, which may be waived by LAM at its discretion if household income or other extenuating circumstances are a factor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,506,379
- Discretionary: $119,877,228
- Non-discretionary: $629,151

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $36,867,336 |
| High net worth individuals | 29 | $83,453,057 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $185,986 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, DC, LA, NJ, NY, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lotusam.com/blog](https://lotusam.com/blog)
- Facebook @LotusAssetMgmt
- LinkedIn @lotus-asset-management
- X @lotusassetmgmt

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lotus Asset Management Limited Liability Company (CRD 277030): Form ADV filing data as of October 2026.