# Lota Advisors LLC.

> Lota Advisors LLC. is a state-registered investment advisory firm, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 269885
- Filed as: LOTA ADVISORS LLC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Utah
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/269885
- AdvisorCensus page: https://advisorcensus.com/firm/lota-advisors-llc-269885

## Quick answers

**How is Lota Advisors LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Lota Advisors LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Lota Advisors LLC. registered with the SEC or a state?**
Lota Advisors LLC. is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 269885.

**How much does Lota Advisors LLC. manage?**
Lota Advisors LLC. reports $6,704,712 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**What types of clients does Lota Advisors LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2); high net worth individuals (2).

**Does Lota Advisors LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/269885

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $6,704,712
- Discretionary: $6,704,712
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $374,838 |
| High net worth individuals | 2 | $6,329,874 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lota Advisors LLC. (CRD 269885): Form ADV filing data as of October 2026.