{
  "crd_number": 126468,
  "slug": "loretta-nolan-associates-llc-old-greenwich-ct-126468",
  "primary_business_name": "LORETTA NOLAN ASSOCIATES, LLC",
  "legal_name": "LORETTA NOLAN ASSOCIATES, LLC",
  "dbas": [],
  "city": "Old Greenwich",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-06-30",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-01-18",
  "carried_forward": false,
  "raum_total": 135810434.0,
  "raum_discretionary": 2668027.0,
  "raum_non_discretionary": 133142407.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2220901.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 133589533.0,
      "count": 40
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "NY"
  ],
  "websites": [
    "https://linkedin.com/IN/LORETTA-NOLAN-8A804B1B",
    "https://lorettanolan.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126468",
  "city_as_filed": "OLD GREENWICH",
  "url": "https://advisorcensus.com/firm/loretta-nolan-associates-llc-old-greenwich-ct-126468",
  "display_name": "Loretta Nolan Associates, LLC",
  "summary": "Loretta Nolan Associates, LLC is an SEC-registered investment advisory firm in Old Greenwich, CT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 18, 2026.",
  "citation": "AdvisorCensus. Loretta Nolan Associates, LLC (CRD 126468): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Loretta Nolan Associates, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Loretta Nolan Associates, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Loretta Nolan Associates, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated January 17, 2026 states: Hourly rate: $100 to $425 an hour (Financial Planning and/or Consulting Services); Hourly rate: $100 to $400 an hour (Income Tax Planning and Preparation). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Loretta Nolan Associates, LLC located?",
      "a": "Loretta Nolan Associates, LLC's principal office is in Old Greenwich, CT, according to its Form ADV."
    },
    {
      "q": "Is Loretta Nolan Associates, LLC registered with the SEC or a state?",
      "a": "Loretta Nolan Associates, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 126468."
    },
    {
      "q": "How much does Loretta Nolan Associates, LLC manage?",
      "a": "Loretta Nolan Associates, LLC reports $135,810,434 in regulatory assets under management in its Form ADV filing dated January 18, 2026 (2% discretionary)."
    },
    {
      "q": "How have Loretta Nolan Associates, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Loretta Nolan Associates, LLC: Regulatory assets under management: $121,560,698 in the October 2025 data and $135,810,434 in the October 2026 data, up 12%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Loretta Nolan Associates, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (16)."
    },
    {
      "q": "Which custodians does Loretta Nolan Associates, LLC use?",
      "a": "Loretta Nolan Associates, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Loretta Nolan Associates, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126468"
    },
    {
      "q": "Does Loretta Nolan Associates, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 17, 2026 says: \"LNA requires a minimum account size of $1,000,000 for new advisory clients, but may reduce or waive this minimum at its sole discretion based on individual client circumstances.\""
    },
    {
      "q": "What changed in Loretta Nolan Associates, LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $121,560,698 to $135,810,434 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 121560698.0,
      "total_employees": 1,
      "filing_date": "2025-06-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 135810434.0,
      "total_employees": 1,
      "filing_date": "2026-01-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $121,560,698 to $135,810,434 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $100 to $425 an hour (Financial Planning and/or Consulting Services)",
      "Hourly rate: $100 to $400 an hour (Income Tax Planning and Preparation)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "LNA requires a minimum account size of $1,000,000 for new advisory clients, but may reduce or waive this minimum at its sole discretion based on individual client circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $425 an hour (Financial Planning and/or Consulting Services)"
        ],
        "quotes": [
          "Financial Planning and/or Consulting Services fees will be charged on an hourly basis calculated ranging from $100 to $425 per hour, depending on the nature and complexity of the individual client's personal circumstances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $400 an hour (Income Tax Planning and Preparation)"
        ],
        "quotes": [
          "LNA’s income tax planning and preparation fees will be charged on an hourly basis ranging from $100 to $400 per hour, depending on the nature and complexity of each client's circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 425.0,
          "period": "hour",
          "service": "Financial Planning and/or Consulting Services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 400.0,
          "period": "hour",
          "service": "Income Tax Planning and Preparation"
        }
      ]
    },
    "quotes": [
      "LNA requires a minimum account size of $1,000,000 for new advisory clients, but may reduce or waive this minimum at its sole discretion based on individual client circumstances.",
      "Financial Planning and/or Consulting Services fees will be charged on an hourly basis calculated ranging from $100 to $425 per hour, depending on the nature and complexity of the individual client's personal circumstances.",
      "LNA’s income tax planning and preparation fees will be charged on an hourly basis ranging from $100 to $400 per hour, depending on the nature and complexity of each client's circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/loretta-nolan-associates-llc-old-greenwich-ct-126468.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 2220901.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 40,
      "fewer_than_5": false,
      "raum": 133589533.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126468",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}