{
  "crd_number": 43098,
  "slug": "loop-capital-markets-llc-chicago-il-43098",
  "primary_business_name": "LOOP CAPITAL MARKETS LLC",
  "legal_name": "LOOP CAPITAL MARKETS LLC",
  "dbas": [],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-04-04",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 250,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "state_municipal": {
      "raum": 0.0,
      "count": 10
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 5
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "other"
  ],
  "advisory_activities": [
    "other",
    "security_ratings_pricing"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "IL"
  ],
  "websites": [
    "https://loopcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/43098",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/loop-capital-markets-llc-chicago-il-43098",
  "display_name": "Loop Capital Markets LLC",
  "summary": "Loop Capital Markets LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2012, with no regulatory assets under management reported in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Loop Capital Markets LLC (CRD 43098): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)",
    "Commissions",
    "Other"
  ],
  "advisory_activity_labels": [
    "Security ratings or pricing services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Loop Capital Markets LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Loop Capital Markets LLC reports these compensation arrangements: fixed fees (other than subscription fees); commissions; other."
    },
    {
      "q": "Where is Loop Capital Markets LLC located?",
      "a": "Loop Capital Markets LLC's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is Loop Capital Markets LLC registered with the SEC or a state?",
      "a": "Loop Capital Markets LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 43098."
    },
    {
      "q": "What types of clients does Loop Capital Markets LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (10); other investment advisers (5)."
    },
    {
      "q": "Does Loop Capital Markets LLC report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/43098"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/loop-capital-markets-llc-chicago-il-43098.md",
  "clients": [
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 5,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/43098",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}