{ "crd_number": 144200, "slug": "lonestar-registered-investment-advisors-llc-lubbock-tx-144200", "primary_business_name": "LONESTAR REGISTERED INVESTMENT ADVISORS, LLC", "legal_name": "LONESTAR REGISTERED INVESTMENT ADVISORS, LLC", "dbas": [], "city": "Lubbock", "state": "TX", "country": "United States", "cbsa_code": "31180", "metro": { "cbsa_code": "31180", "common_name": "Lubbock", "msa_name": "Lubbock, TX", "path": "/advisors/tx/lubbock" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-08-11", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-09-28", "carried_forward": false, "raum_total": 336173599.0, "raum_discretionary": 336173599.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 13, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 2646658.0, "count": 1 }, "individuals": { "raum": 222629478.0, "count": 1146 }, "high_net_worth_individuals": { "raum": 110897463.0, "count": 48 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "FL", "GA", "NH", "NM", "OH", "OK", "TX", "VA" ], "websites": [ "https://4lonestar.com", "https://facebook.com/4LONESTAR", "https://federalbenefitsinstitute.com", "https://lifeguardfinancial.com", "https://linkedin.com/COMPANY/LONESTAR-WEALTH-MANAGEMENT", "https://lonestarwm.com", "https://pinnacleinvestmentadvisors.com", "https://retirewithlonestar.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144200", "city_as_filed": "LUBBOCK", "url": "https://advisorcensus.com/firm/lonestar-registered-investment-advisors-llc-lubbock-tx-144200", "display_name": "Lonestar Registered Investment Advisors, LLC", "summary": "Lonestar Registered Investment Advisors, LLC is an SEC-registered investment advisory firm in Lubbock, TX, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.", "citation": "AdvisorCensus. Lonestar Registered Investment Advisors, LLC (CRD 144200): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Lonestar Registered Investment Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lonestar Registered Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "How much does Lonestar Registered Investment Advisors, LLC charge?", "a": "Its Form ADV Part 2A brochure dated August 17, 2026 states: Hourly rate: $200 an hour (Financial Planning Services); Flat fee: up to $2,500 (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Lonestar Registered Investment Advisors, LLC located?", "a": "Lonestar Registered Investment Advisors, LLC's principal office is in Lubbock, TX, according to its Form ADV; the October 2026 filing also lists 9 other offices (Schedule D, Section 1.F)." }, { "q": "Is Lonestar Registered Investment Advisors, LLC registered with the SEC or a state?", "a": "Lonestar Registered Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 144200." }, { "q": "How much does Lonestar Registered Investment Advisors, LLC manage?", "a": "Lonestar Registered Investment Advisors, LLC reports $336,173,599 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)." }, { "q": "How have Lonestar Registered Investment Advisors, LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Lonestar Registered Investment Advisors, LLC: Regulatory assets under management: $0 in the October 2024 data and $336,173,599 in the October 2026 data. Total employees: 3 in October 2023 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lonestar Registered Investment Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,146); high net worth individuals (48); charitable organizations (1)." }, { "q": "Which custodians does Lonestar Registered Investment Advisors, LLC use?", "a": "Lonestar Registered Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Lonestar Registered Investment Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144200" }, { "q": "What changed in Lonestar Registered Investment Advisors, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 12 to 13." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2023-07-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 3, "filing_date": "2024-04-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 164222094.0, "total_employees": 5, "filing_date": "2025-05-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 336173599.0, "total_employees": 13, "filing_date": "2026-09-28" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 12 to 13." ] }, { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Changed its legal name from Lonestar Registered Investment Advisors, PLLC to Lonestar Registered Investment Advisors, LLC.", "Employees performing advisory functions went from 11 to 12.", "Regulatory assets under management went from $274,018,071 to $336,173,599 (+23%)." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Employees performing advisory functions went from 9 to 11.", "Added an office in Beavercreek, OH.", "Added an office in San Antonio, TX." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Regulatory assets under management went from $164,222,094 to $250,735,484 (+53%).", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 5 to 9." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 17, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $200 an hour (Financial Planning Services)", "Flat fee: up to $2,500 (Financial Planning Services)" ], "figures": [ { "label": "Planning fee", "statements": [ "Hourly rate: $200 an hour (Financial Planning Services)" ], "quotes": [ "Financial Planning Services are offered based on an hourly fee of $200 per hour based on complexity and unique client needs." ] }, { "label": "Planning fee", "statements": [ "Flat fee: up to $2,500 (Financial Planning Services)" ], "quotes": [ "Financial Planning Services are offered based on a negotiable fixed fee with a maximum fee of $2,500 based on complexity and unique client needs." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 200.0, "min": null, "max": null, "period": "hour", "service": "Financial Planning Services" }, { "kind": "flat", "amount": null, "min": null, "max": 2500.0, "period": "one_time", "service": "Financial Planning Services" } ] }, "quotes": [ "Financial Planning Services are offered based on an hourly fee of $200 per hour based on complexity and unique client needs.", "Financial Planning Services are offered based on a negotiable fixed fee with a maximum fee of $2,500 based on complexity and unique client needs." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Distributors Company LLC", "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lonestar-registered-investment-advisors-llc-lubbock-tx-144200.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1146, "fewer_than_5": false, "raum": 222629478.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 48, "fewer_than_5": false, "raum": 110897463.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": false, "raum": 2646658.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144200", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }