# Lone Peak Asset Management, Inc.

> Lone Peak Asset Management, Inc. is a state-registered investment advisory firm in Westlake Village, CA, registered since 1996, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 117241
- Filed as: LONE PEAK ASSET MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Westlake Village, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117241
- AdvisorCensus page: https://advisorcensus.com/firm/lone-peak-asset-management-inc-westlake-village-ca-117241

## Quick answers

**How is Lone Peak Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lone Peak Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lone Peak Asset Management, Inc. located?**
Lone Peak Asset Management, Inc.'s principal office is in Westlake Village, CA, according to its Form ADV.

**Is Lone Peak Asset Management, Inc. registered with the SEC or a state?**
Lone Peak Asset Management, Inc. is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 117241.

**How much does Lone Peak Asset Management, Inc. manage?**
Lone Peak Asset Management, Inc. reports $19,000,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary).

**What types of clients does Lone Peak Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21).

**Does Lone Peak Asset Management, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117241

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,000,000
- Discretionary: $0
- Non-discretionary: $19,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $19,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117241

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lone Peak Asset Management, Inc. (CRD 117241): Form ADV filing data as of October 2026.