# Lockwood Wealth Strategies, LLC

> Lockwood Wealth Strategies, LLC is a state-registered investment advisory firm in Houston, TX, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 327781
- Filed as: LOCKWOOD WEALTH STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/327781
- AdvisorCensus page: https://advisorcensus.com/firm/lockwood-wealth-strategies-llc-houston-tx-327781

## Quick answers

**How is Lockwood Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lockwood Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lockwood Wealth Strategies, LLC located?**
Lockwood Wealth Strategies, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Lockwood Wealth Strategies, LLC registered with the SEC or a state?**
Lockwood Wealth Strategies, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 327781.

**How much does Lockwood Wealth Strategies, LLC manage?**
Lockwood Wealth Strategies, LLC reports $80,613,777 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary).

**What types of clients does Lockwood Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (30).

**Does Lockwood Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/327781

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $80,613,777
- Discretionary: $80,613,777
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $21,973,576 |
| High net worth individuals | 30 | $58,640,201 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lockwoodws.com
- Facebook @Lockwood-Wealth-Strategies-LLC
- LinkedIn @brandon-lockwood-cws®-33b08645

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lockwood Wealth Strategies, LLC (CRD 327781): Form ADV filing data as of October 2026.