# Lockshield Partners, Inc.

> Lockshield Partners, Inc. is an SEC-registered investment advisory firm in Glasgow, KY, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 175433
- Filed as: LOCKSHIELD PARTNERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glasgow, KY
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175433
- AdvisorCensus page: https://advisorcensus.com/firm/lockshield-partners-inc-glasgow-ky-175433

## Quick answers

**How is Lockshield Partners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lockshield Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lockshield Partners, Inc. located?**
Lockshield Partners, Inc.'s principal office is in Glasgow, KY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Lockshield Partners, Inc. registered with the SEC or a state?**
Lockshield Partners, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 175433.

**How much does Lockshield Partners, Inc. manage?**
Lockshield Partners, Inc. reports $290,617,759 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (0% discretionary).

**How have Lockshield Partners, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Lockshield Partners, Inc.: Regulatory assets under management: $159,358,858 in the October 2021 data and $290,617,759 in the October 2026 data, up 82%. Total employees: 3 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lockshield Partners, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,053); high net worth individuals (60); charitable organizations (2).

**Which custodians does Lockshield Partners, Inc. use?**
Lockshield Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Lockshield Partners, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175433

**What changed in Lockshield Partners, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $245,759,047 to $290,617,759 (+18%). Added an office in Bowling Green, KY. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $290,617,759
- Discretionary: $0
- Non-discretionary: $290,617,759

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,053 | $185,528,487 |
| High net worth individuals | 60 | $104,110,085 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $684,877 |
| Charitable organizations | 2 | $294,310 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, OH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bowling Green, KY

### Websites listed on Form ADV (Item 1.I)
- lockshieldpartners.com
- open.spotify.com/user/31j3cq3e53tvmz7d5tdqswkg5y7u
- Facebook @lockshieldpartners
- Instagram @lockshieldpartners
- YouTube @lockshieldpartners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $159,358,858 | 3 | March 10, 2021 |
| October 2022 | $189,924,314 | 4 | March 31, 2022 |
| October 2023 | $166,899,181 | 4 | July 24, 2023 |
| October 2024 | $200,923,101 | 7 | February 27, 2024 |
| October 2025 | $245,759,047 | 3 | March 21, 2025 |
| October 2026 | $290,617,759 | 8 | March 12, 2026 |

Regulatory assets under management: $159,358,858 in the October 2021 data and $290,617,759 in the October 2026 data, up 82%.
Total employees: 3 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $245,759,047 to $290,617,759 (+18%).
- Added an office in Bowling Green, KY.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lockshield Partners, Inc. (CRD 175433): Form ADV filing data as of October 2026.