# LMCG Investments, LLC

> LMCG Investments, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 9, 2026.

- CRD: 149936
- Filed as: LMCG INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: April 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149936
- AdvisorCensus page: https://advisorcensus.com/firm/lmcg-investments-llc-boston-ma-149936

## Quick answers

**How is LMCG Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), LMCG Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is LMCG Investments, LLC located?**
LMCG Investments, LLC's principal office is in Boston, MA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is LMCG Investments, LLC registered with the SEC or a state?**
LMCG Investments, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149936.

**How much does LMCG Investments, LLC manage?**
LMCG Investments, LLC reports $6,834,293,270 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (98% discretionary).

**How have LMCG Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for LMCG Investments, LLC: Regulatory assets under management: $6,480,214,099 in the October 2021 data and $6,834,293,270 in the October 2026 data, up 5%. Total employees: 61 in October 2021 and 46 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does LMCG Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (725); individuals (other than high net worth individuals) (168); charitable organizations (37).

**Which custodians does LMCG Investments, LLC use?**
LMCG Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Investments, SEI Trust Company and The Bank of New York Mellon Corporation as custodians holding 10% or more of its separately managed account assets.

**Does LMCG Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149936

**What changed in LMCG Investments, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Investments
- SEI Trust Company
- The Bank of New York Mellon Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,834,293,270
- Discretionary: $6,693,598,213
- Non-discretionary: $140,695,057

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 168 | $57,759,571 |
| High net worth individuals | 725 | $2,463,889,786 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 1 | $251,104,783 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $2,447,208,810 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | 37 | $220,660,523 |
| State or municipal government entities (including government pension plans) | 4 | $1,171,717,267 |
| Other investment advisers | 7 | $132,465,349 |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 24 | $89,487,181 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 46 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- lmcg.com
- LinkedIn @lmcginvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $6,480,214,099 | 61 | January 29, 2021 |
| October 2022 | $4,288,460,478 | 40 | April 14, 2022 |
| October 2023 | $4,045,320,107 | 40 | March 17, 2023 |
| October 2024 | $5,761,306,249 | 42 | July 17, 2024 |
| October 2025 | $6,545,996,799 | 45 | March 28, 2025 |
| October 2026 | $6,834,293,270 | 46 | April 9, 2026 |

Regulatory assets under management: $6,480,214,099 in the October 2021 data and $6,834,293,270 in the October 2026 data, up 5%.
Total employees: 61 in October 2021 and 46 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 13 to 16.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LMCG Investments, LLC (CRD 149936): Form ADV filing data as of October 2026.