# Lloyd Tevis Investments, LLC

> Lloyd Tevis Investments, LLC is an SEC-registered investment advisory firm in Lafayette, CA, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 323061
- Filed as: LLOYD TEVIS INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lafayette, CA
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323061
- AdvisorCensus page: https://advisorcensus.com/firm/lloyd-tevis-investments-llc-lafayette-ca-323061

## Quick answers

**How is Lloyd Tevis Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lloyd Tevis Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lloyd Tevis Investments, LLC located?**
Lloyd Tevis Investments, LLC's principal office is in Lafayette, CA, according to its Form ADV.

**Is Lloyd Tevis Investments, LLC registered with the SEC or a state?**
Lloyd Tevis Investments, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323061.

**How much does Lloyd Tevis Investments, LLC manage?**
Lloyd Tevis Investments, LLC reports $435,000 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (0% discretionary).

**How have Lloyd Tevis Investments, LLC's assets and staff changed since 2023?**
In the Form ADV data for Lloyd Tevis Investments, LLC: Regulatory assets under management: $250,000 in the October 2023 data and $435,000 in the October 2026 data, up 74%. Total employees: 5 in October 2023 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lloyd Tevis Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Lloyd Tevis Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323061

**What changed in Lloyd Tevis Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $297,000 to $435,000 (+46%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $435,000
- Discretionary: $0
- Non-discretionary: $435,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $435,000 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2022 (3 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lloydtevis.com
- Facebook @Lloyd Tevis Investments, LLC
- X @lloydtevis

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $250,000 | 5 | March 29, 2023 |
| October 2024 | $297,000 | 4 | March 20, 2024 |
| October 2025 | $297,000 | 4 | March 20, 2024 |
| October 2026 | $435,000 | 4 | March 6, 2026 |

Regulatory assets under management: $250,000 in the October 2023 data and $435,000 in the October 2026 data, up 74%.
Total employees: 5 in October 2023 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $297,000 to $435,000 (+46%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lloyd Tevis Investments, LLC (CRD 323061): Form ADV filing data as of October 2026.