# Lloyd Harbor Capital Management, LLC

> Lloyd Harbor Capital Management, LLC is an SEC-registered investment advisory firm in Cold Spring Harbor, NY, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 304646
- Filed as: LLOYD HARBOR CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cold Spring Harbor, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304646
- AdvisorCensus page: https://advisorcensus.com/firm/lloyd-harbor-capital-management-llc-cold-spring-harbor-ny-304646

## Quick answers

**How is Lloyd Harbor Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lloyd Harbor Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Lloyd Harbor Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lloyd Harbor Capital Management, LLC located?**
Lloyd Harbor Capital Management, LLC's principal office is in Cold Spring Harbor, NY, according to its Form ADV.

**Is Lloyd Harbor Capital Management, LLC registered with the SEC or a state?**
Lloyd Harbor Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 304646.

**How much does Lloyd Harbor Capital Management, LLC manage?**
Lloyd Harbor Capital Management, LLC reports $354,498,071 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Lloyd Harbor Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lloyd Harbor Capital Management, LLC: Regulatory assets under management: $176,708,114 in the October 2022 data and $354,498,071 in the October 2026 data, up 101%. Total employees: 5 in October 2022 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lloyd Harbor Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Lloyd Harbor Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304646

**What changed in Lloyd Harbor Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 5. Regulatory assets under management went from $309,630,174 to $354,498,071 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> The Management Fee will range from 1% to 2%. per annum based on the net asset value of the Fund.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $354,498,071
- Discretionary: $354,498,071
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $354,498,071 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lloydharborcapital.com
- sachemcove.com
- LinkedIn @lloyd-harbor-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 12, 2021 |
| October 2022 | $176,708,114 | 5 | June 27, 2022 |
| October 2023 | $221,659,316 | 8 | May 23, 2023 |
| October 2024 | $450,897,340 | 7 | September 20, 2024 |
| October 2025 | $309,630,174 | 7 | March 31, 2025 |
| October 2026 | $354,498,071 | 6 | March 31, 2026 |

Regulatory assets under management: $176,708,114 in the October 2022 data and $354,498,071 in the October 2026 data, up 101%.
Total employees: 5 in October 2022 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 5.
- Regulatory assets under management went from $309,630,174 to $354,498,071 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lloyd Harbor Capital Management, LLC (CRD 304646): Form ADV filing data as of October 2026.