# Lloyd Financial Group LLC

> Lloyd Financial Group LLC is a state-registered investment advisory firm in Union, KY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 335332
- Filed as: LLOYD FINANCIAL GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Union, KY
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335332
- AdvisorCensus page: https://advisorcensus.com/firm/lloyd-financial-group-llc-union-ky-335332

## Quick answers

**How is Lloyd Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lloyd Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Lloyd Financial Group LLC located?**
Lloyd Financial Group LLC's principal office is in Union, KY, according to its Form ADV.

**Is Lloyd Financial Group LLC registered with the SEC or a state?**
Lloyd Financial Group LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335332.

**How much does Lloyd Financial Group LLC manage?**
Lloyd Financial Group LLC reports $19,861,916 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (100% discretionary).

**What types of clients does Lloyd Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (15); high net worth individuals (5).

**Does Lloyd Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335332

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $19,861,916
- Discretionary: $19,861,916
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $3,556,555 |
| High net worth individuals | 5 | $16,305,361 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, KY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lloydfg.com
- Facebook @lloydfinancial
- Instagram @lloydfg_
- LinkedIn @lloydfg
- TikTok @lloydfg
- X @lloydfg_

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lloyd Financial Group LLC (CRD 335332): Form ADV filing data as of October 2026.