# Livingston & Associates, Ltd.

> Livingston & Associates, Ltd. is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 12, 2024.

- CRD: 122011
- Filed as: LIVINGSTON & ASSOCIATES, LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Missouri
- Filing period: October 2026
- Form ADV filing dated: September 12, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122011
- AdvisorCensus page: https://advisorcensus.com/firm/livingston-and-associates-ltd-122011

## Quick answers

**How is Livingston & Associates, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Livingston & Associates, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Is Livingston & Associates, Ltd. registered with the SEC or a state?**
Livingston & Associates, Ltd. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 122011.

**How much does Livingston & Associates, Ltd. manage?**
Livingston & Associates, Ltd. reports $19,000,000 in regulatory assets under management in its Form ADV filing dated September 12, 2024 (0% discretionary).

**What types of clients does Livingston & Associates, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (11); high net worth individuals (7).

**Does Livingston & Associates, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122011

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $19,000,000
- Discretionary: $0
- Non-discretionary: $19,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $5,554,000 |
| High net worth individuals | 7 | $13,446,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- financialwealth.org

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Livingston & Associates, Ltd. (CRD 122011): Form ADV filing data as of October 2026.