# Livian & Co.

> Livian & Co. is an SEC-registered investment advisory firm in New York, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 153771
- Filed as: LIVIAN & CO.
- Legal name: Livian & Co., LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153771
- AdvisorCensus page: https://advisorcensus.com/firm/livian-and-co-new-york-ny-153771

## Quick answers

**How is Livian & Co. compensated?**
On its Form ADV (Item 5.E, October 2026), Livian & Co. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Livian & Co. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $500 an hour (investment consulting agreement). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Livian & Co. located?**
Livian & Co.'s principal office is in New York, NY, according to its Form ADV.

**Is Livian & Co. registered with the SEC or a state?**
Livian & Co. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153771.

**How much does Livian & Co. manage?**
Livian & Co. reports $152,881,318 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (84% discretionary).

**How have Livian & Co.'s assets and staff changed since 2021?**
In the Form ADV data for Livian & Co.: Regulatory assets under management: $106,348,568 in the October 2021 data and $152,881,318 in the October 2026 data, up 44%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Livian & Co. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (47); corporations or other businesses not listed above (20); pooled investment vehicles (other than investment companies and business development companies) (3).

**Which custodians does Livian & Co. use?**
Livian & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Livian & Co. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153771

**What changed in Livian & Co.'s recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $500 an hour (investment consulting agreement)

> On an exceptional basis, we have entered into an investment consulting agreement with only one client, who is also an affiliated person; we charge a monthly investment advisory fee based on an hourly rate of $500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $152,881,318
- Discretionary: $127,820,238
- Non-discretionary: $25,061,080

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 47 | $102,383,119 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $4,950,262 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 20 | $45,547,937 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2010 (16 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [livianco.com](https://livianco.com)
- Facebook @LIVIANANDCO
- Instagram @livian_co
- LinkedIn @LIVIAN-&-CO.---INVESTMENT-AND-WEALTH-MANAGEMENT
- TikTok @LIVIAN_CO
- X @LIVIANCO

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $106,348,568 | 5 | March 25, 2021 |
| October 2022 | $138,422,269 | 5 | March 30, 2022 |
| October 2023 | $111,518,232 | 5 | September 18, 2023 |
| October 2024 | $123,532,294 | 5 | May 28, 2024 |
| October 2025 | $143,667,429 | 5 | May 1, 2025 |
| October 2026 | $152,881,318 | 5 | April 30, 2026 |

Regulatory assets under management: $106,348,568 in the October 2021 data and $152,881,318 in the October 2026 data, up 44%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Livian & Co. (CRD 153771): Form ADV filing data as of October 2026.