# Live Oak Wealth Advisory Group, LLC

> Live Oak Wealth Advisory Group, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 154962
- Filed as: LIVE OAK WEALTH ADVISORY GROUP, LLC
- Also doing business as: JOBES SOLO INVESTMENT GROUP, QUANTSTRAT INVESTMENTS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154962
- AdvisorCensus page: https://advisorcensus.com/firm/live-oak-wealth-advisory-group-llc-houston-tx-154962

## Quick answers

**How is Live Oak Wealth Advisory Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Live Oak Wealth Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Live Oak Wealth Advisory Group, LLC located?**
Live Oak Wealth Advisory Group, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Live Oak Wealth Advisory Group, LLC registered with the SEC or a state?**
Live Oak Wealth Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 154962.

**How much does Live Oak Wealth Advisory Group, LLC manage?**
Live Oak Wealth Advisory Group, LLC reports $155,482,308 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**How have Live Oak Wealth Advisory Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Live Oak Wealth Advisory Group, LLC: Regulatory assets under management: $134,004,014 in the October 2021 data and $155,482,308 in the October 2026 data, up 16%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Live Oak Wealth Advisory Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (32).

**Which custodians does Live Oak Wealth Advisory Group, LLC use?**
Live Oak Wealth Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Live Oak Wealth Advisory Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154962

**Does Live Oak Wealth Advisory Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 25, 2026 says: "A minimum of $5,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances"

**What changed in Live Oak Wealth Advisory Group, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 25, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> A minimum of $5,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances

- Minimum annual fee: $500

> Also, LOWAG maintains a minimum required annual advisory fee of $500 per year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $155,482,308
- Discretionary: $155,482,308
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $20,257,905 |
| High net worth individuals | 32 | $135,224,403 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, LA, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- liveoakwag.com
- quantstratinvestments.com
- Facebook facebook.com
- LinkedIn @live-oak-wealth-advisory-group
- LinkedIn @quantstrat-investments
- LinkedIn @andrew-malloy-70b70462
- LinkedIn @jonsolo
- X @QuantStratInvst

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $134,004,014 | 2 | October 1, 2021 |
| October 2022 | $125,463,109 | 3 | March 25, 2022 |
| October 2023 | $134,646,129 | 3 | February 10, 2023 |
| October 2024 | $133,920,781 | 6 | April 30, 2024 |
| October 2025 | $143,024,276 | 6 | March 14, 2025 |
| October 2026 | $155,482,308 | 5 | September 25, 2026 |

Regulatory assets under management: $134,004,014 in the October 2021 data and $155,482,308 in the October 2026 data, up 16%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 2.

### April 2026
- Added the business name Quantstrat Investments.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Live Oak Wealth Advisory Group, LLC (CRD 154962): Form ADV filing data as of October 2026.