{
  "crd_number": 154962,
  "slug": "live-oak-wealth-advisory-group-llc-houston-tx-154962",
  "primary_business_name": "LIVE OAK WEALTH ADVISORY GROUP, LLC",
  "legal_name": "LIVE OAK WEALTH ADVISORY GROUP, LLC",
  "dbas": [
    "JOBES SOLO INVESTMENT GROUP",
    "QUANTSTRAT INVESTMENTS"
  ],
  "city": "Houston",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-09-27",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-25",
  "carried_forward": false,
  "raum_total": 155482308.0,
  "raum_discretionary": 155482308.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20257905.0,
      "count": 66
    },
    "high_net_worth_individuals": {
      "raum": 135224403.0,
      "count": 32
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "LA",
    "NM",
    "TX"
  ],
  "websites": [
    "https://facebook.com/profile.php?id=61564848085008",
    "https://linkedin.com/company/live-oak-wealth-advisory-group",
    "https://linkedin.com/company/quantstrat-investments",
    "https://linkedin.com/in/andrew-malloy-70b70462",
    "https://linkedin.com/in/jonsolo",
    "https://liveoakwag.com",
    "https://quantstratinvestments.com",
    "https://x.com/QuantStratInvst"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154962",
  "city_as_filed": "HOUSTON",
  "url": "https://advisorcensus.com/firm/live-oak-wealth-advisory-group-llc-houston-tx-154962",
  "display_name": "Live Oak Wealth Advisory Group, LLC",
  "summary": "Live Oak Wealth Advisory Group, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.",
  "citation": "AdvisorCensus. Live Oak Wealth Advisory Group, LLC (CRD 154962): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Live Oak Wealth Advisory Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Live Oak Wealth Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Live Oak Wealth Advisory Group, LLC located?",
      "a": "Live Oak Wealth Advisory Group, LLC's principal office is in Houston, TX, according to its Form ADV."
    },
    {
      "q": "Is Live Oak Wealth Advisory Group, LLC registered with the SEC or a state?",
      "a": "Live Oak Wealth Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 154962."
    },
    {
      "q": "How much does Live Oak Wealth Advisory Group, LLC manage?",
      "a": "Live Oak Wealth Advisory Group, LLC reports $155,482,308 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Live Oak Wealth Advisory Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Live Oak Wealth Advisory Group, LLC: Regulatory assets under management: $134,004,014 in the October 2021 data and $155,482,308 in the October 2026 data, up 16%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Live Oak Wealth Advisory Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (32)."
    },
    {
      "q": "Which custodians does Live Oak Wealth Advisory Group, LLC use?",
      "a": "Live Oak Wealth Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Live Oak Wealth Advisory Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154962"
    },
    {
      "q": "Does Live Oak Wealth Advisory Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 25, 2026 says: \"A minimum of $5,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances\""
    },
    {
      "q": "What changed in Live Oak Wealth Advisory Group, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 3 to 2."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 134004014.0,
      "total_employees": 2,
      "filing_date": "2021-10-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 125463109.0,
      "total_employees": 3,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 134646129.0,
      "total_employees": 3,
      "filing_date": "2023-02-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 133920781.0,
      "total_employees": 6,
      "filing_date": "2024-04-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 143024276.0,
      "total_employees": 6,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 155482308.0,
      "total_employees": 5,
      "filing_date": "2026-09-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 3 to 2."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Quantstrat Investments."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 25, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$500",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "A minimum of $5,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $500"
        ],
        "quotes": [
          "Also, LOWAG maintains a minimum required annual advisory fee of $500 per year."
        ]
      }
    ],
    "quotes": [
      "A minimum of $5,000,000 of assets under management is required for our services. This account size may be negotiable under certain circumstances",
      "Also, LOWAG maintains a minimum required annual advisory fee of $500 per year."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/live-oak-wealth-advisory-group-llc-houston-tx-154962.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 66,
      "fewer_than_5": false,
      "raum": 20257905.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 32,
      "fewer_than_5": false,
      "raum": 135224403.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154962",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}