# Live Oak Financial Management

> Live Oak Financial Management is a state-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 168083
- Filed as: LIVE OAK FINANCIAL MANAGEMENT
- Legal name: Live Oak Financial Management, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168083
- AdvisorCensus page: https://advisorcensus.com/firm/live-oak-financial-management-168083

## Quick answers

**How is Live Oak Financial Management compensated?**
On its Form ADV (Item 5.E, October 2026), Live Oak Financial Management reports these compensation arrangements: a percentage of assets under its management.

**Is Live Oak Financial Management registered with the SEC or a state?**
Live Oak Financial Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 168083.

**How much does Live Oak Financial Management manage?**
Live Oak Financial Management reports $0 in regulatory assets under management in its Form ADV filing dated July 9, 2026.

**Does Live Oak Financial Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168083

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Live Oak Financial Management (CRD 168083): Form ADV filing data as of October 2026.