{
  "crd_number": 155113,
  "slug": "littlejohn-financial-services-inc-roseburg-or-155113",
  "primary_business_name": "LITTLEJOHN FINANCIAL SERVICES INC",
  "legal_name": "LITTLEJOHN FINANCIAL SERVICES, INC",
  "dbas": [
    "LITTLEJOHN FINANCIAL"
  ],
  "city": "Roseburg",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "40700",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-04-26",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-02-19",
  "carried_forward": false,
  "raum_total": 171257236.0,
  "raum_discretionary": 171257236.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4321399.0,
      "count": 5
    },
    "individuals": {
      "raum": 99994753.0,
      "count": 516
    },
    "pension_profit_sharing": {
      "raum": 3590447.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 63350637.0,
      "count": 39
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "ID",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://blubrry.com/truewealth",
    "https://facebook.com/littlejohnfinancial",
    "https://instagram.com/littlejohnfinancial",
    "https://linkedin.com/company/littlejohn-financial-services?viewAsMember=true",
    "https://littlejohnfs.com",
    "https://pinterest.com/littlejohnfinancial",
    "https://twitter.com/LittlejohnFS",
    "https://youtube.com/channel/UCjsAkxR_IbihO-3079Ii0uA/featured?view_as=public"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155113",
  "disclosure_items": [
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "ROSEBURG",
  "url": "https://advisorcensus.com/firm/littlejohn-financial-services-inc-roseburg-or-155113",
  "display_name": "Littlejohn Financial Services Inc",
  "summary": "Littlejohn Financial Services Inc is an SEC-registered investment advisory firm in Roseburg, OR, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.",
  "citation": "AdvisorCensus. Littlejohn Financial Services Inc (CRD 155113): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Littlejohn Financial Services Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Littlejohn Financial Services Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Littlejohn Financial Services Inc located?",
      "a": "Littlejohn Financial Services Inc's principal office is in Roseburg, OR, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Littlejohn Financial Services Inc registered with the SEC or a state?",
      "a": "Littlejohn Financial Services Inc is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 155113."
    },
    {
      "q": "How much does Littlejohn Financial Services Inc manage?",
      "a": "Littlejohn Financial Services Inc reports $171,257,236 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary)."
    },
    {
      "q": "How have Littlejohn Financial Services Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Littlejohn Financial Services Inc: Regulatory assets under management: $111,287,854 in the October 2021 data and $171,257,236 in the October 2026 data, up 54%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Littlejohn Financial Services Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (516); high net worth individuals (39); charitable organizations (5)."
    },
    {
      "q": "Which custodians does Littlejohn Financial Services Inc use?",
      "a": "Littlejohn Financial Services Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Littlejohn Financial Services Inc report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155113"
    },
    {
      "q": "Does Littlejohn Financial Services Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 19, 2026 says: \"LFS generally does not impose a minimum size for establishing a relationship.\""
    },
    {
      "q": "What changed in Littlejohn Financial Services Inc's recent Form ADV filings?",
      "a": "In the December 2025 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2))."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 111287854.0,
      "total_employees": 7,
      "filing_date": "2021-06-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 129061475.0,
      "total_employees": 8,
      "filing_date": "2022-02-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 110904590.0,
      "total_employees": 7,
      "filing_date": "2023-02-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 129999302.0,
      "total_employees": 7,
      "filing_date": "2024-01-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 157109720.0,
      "total_employees": 6,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 171257236.0,
      "total_employees": 8,
      "filing_date": "2026-02-19"
    }
  ],
  "recent_changes": [
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2))."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 19, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "LFS generally does not impose a minimum size for establishing a relationship."
        ]
      }
    ],
    "quotes": [
      "LFS generally does not impose a minimum size for establishing a relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Wells Fargo Clearing Services, LLC",
      "name_as_filed": "WELLS FARGO CLEARING SERVICES, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/littlejohn-financial-services-inc-roseburg-or-155113.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 516,
      "fewer_than_5": false,
      "raum": 99994753.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 39,
      "fewer_than_5": false,
      "raum": 63350637.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 3590447.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 5,
      "fewer_than_5": false,
      "raum": 4321399.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155113",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}