# Littlejohn & Co., LLC

> Littlejohn & Co., LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 156720
- Filed as: LITTLEJOHN & CO., LLC
- Also doing business as: CETUS CAPITAL, LLC, LITTLEJOHN FINANCIAL SOLUTIONS, PUTNAM HILL CAPITAL PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156720
- AdvisorCensus page: https://advisorcensus.com/firm/littlejohn-and-co-llc-greenwich-ct-156720

## Quick answers

**How is Littlejohn & Co., LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Littlejohn & Co., LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Littlejohn & Co., LLC located?**
Littlejohn & Co., LLC's principal office is in Greenwich, CT, according to its Form ADV.

**Is Littlejohn & Co., LLC registered with the SEC or a state?**
Littlejohn & Co., LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156720.

**How much does Littlejohn & Co., LLC manage?**
Littlejohn & Co., LLC reports $8,965,727,230 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**How have Littlejohn & Co., LLC's assets and staff changed since 2021?**
In the Form ADV data for Littlejohn & Co., LLC: Regulatory assets under management: $12,920,022,608 in the October 2021 data and $8,965,727,230 in the October 2026 data, down 31%. Total employees: 73 in October 2021 and 81 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Littlejohn & Co., LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27).

**Does Littlejohn & Co., LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156720

**What changed in Littlejohn & Co., LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 51 to 39. Regulatory assets under management went from $7,971,641,132 to $8,965,727,230 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $8,965,727,230
- Discretionary: $8,965,727,230
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 27 | $8,965,727,230 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 81 total, 39 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- littlejohnllc.com
- LinkedIn @littlejohn-&-co

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $12,920,022,608 | 73 | March 31, 2021 |
| October 2022 | $8,325,975,739 | 63 | April 7, 2022 |
| October 2023 | $8,330,265,687 | 69 | August 2, 2023 |
| October 2024 | $7,934,745,674 | 71 | August 8, 2024 |
| October 2025 | $7,971,641,132 | 83 | March 28, 2025 |
| October 2026 | $8,965,727,230 | 81 | August 26, 2026 |

Regulatory assets under management: $12,920,022,608 in the October 2021 data and $8,965,727,230 in the October 2026 data, down 31%.
Total employees: 73 in October 2021 and 81 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 51 to 39.
- Regulatory assets under management went from $7,971,641,132 to $8,965,727,230 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Littlejohn & Co., LLC (CRD 156720): Form ADV filing data as of October 2026.